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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK EXCHANGES: ADVISED BSE TO BRING SUCH SCHEMES WHICH HAVE WIDE AND FAR REACHING IMPLICATIONS FOR SECURITIES MARKET, TO ATTENTION OF SEBI AND SEEK GUIDANCE OF APPROVAL WHEREVER REQUIRED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person BOMBAY STOCK EXCHANGE LTD.  
  INTRODUCED MARKET MAKING SCHEME IN DERIVATIVES SEGMENT WITHOUT PERMISSION OF SEBI  ADVISED BSE TO BRING SUCH SCHEMES WHICH HAVE WIDE AND FAR REACHING IMPLICATIONS FOR SECURITIES MARKET, TO ATTENTION OF SEBI AND SEEK GUIDANCE OF APPROVAL WHEREVER REQUIRED

20-APR-2010
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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