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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 25-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DEALT AND INTRODUCED TAINTED/STOLEN/FABRICATED/DUPLICATE SHARES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ICICI SECURITIES LTD.

(PAN:AAACI0996E)  
  ALLEGED DEMATERIALIZATION AND SELLING SHARES OF DORMANT ACCOUNTS USING FORGED DOCUMENTS IN MATTER OF NON-EXISTED BOGUS ENTITIES  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.28,68,750 VIDE CONSENT ORDER)

27-NOV-2019
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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