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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person PRAKASH KUMAR MOHTA (HUF)

(PAN:AADHP6057K)  
  ALLEGED FUNDING OF PURCHASE OF SHARES, A BULK OF WHICH WAS SUBSEQUENTLY SOLD UNDER BUYBACK OFFER VIOLATING SECTION 12A(A) TO (C) READ WITH REGULATIONS 3(A) TO (D) AND 4(1), 4(2)(A) & (E) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ECE INDUSTRIES LTD.

ALLEGED INDULGENCE IN MANIPULATIVE TRADES AND PLACED BID UNDER DELISTING PROCESS AT A PRICE LOWER THAN PREVAILING MARKET PRICE VIOLATING REGULATIONS 4(5)(A) TO (C) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009 IN MATTER OF ECE INDUSTRIES LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.25,50,000 VIDE CONSENT ORDER)

28-APR-2020
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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