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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: INDULGED IN UNAUTHORISED TRADING IN FUTURES & OPTIONS

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person AMIT BUSINESS LTD.  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT  CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007

REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,50,000 VIDE CONSENT ORDER)

23-OCT-2009 		AD-INTERIM EX-PARTE ORDER DATED 18/06/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 23/10/2009
2 
History of entity/person KASAM HOLDINGS PVT.LTD.  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT  CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007

REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,00,000 VIDE CONSENT ORDER)

20-FEB-2009 		AD-INTERIM EX PARTE ORDER DATED 18/06/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.10,00,000.00 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 20/02/2009
3 
History of entity/person MANU VYAPAAR PVT.LTD.  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT  CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007

REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,50,000 VIDE CONSENT ORDER)

23-OCT-2009 		AD-INTERIM EX-PARTE ORDER DATED 18/06/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 23/10/2009
4 
History of entity/person RAJ CORP.LTD.  
  INDULGED IN NON-GENUINE, SYNCHRONIZED AND FICTITIOUS TRANSACTIONS IN F&O SEGMENT  CEASE AND DESIST FROM INDULGING IN FUTURES & OPTIONS CONTRACTS

18-JUN-2007

REACHED SETTLEMENT (SETTLEMENT CHARGES RS.7,50,000 VIDE CONSENT ORDER)

22-DEC-2008 		AD-INTERIM EX-PARTE ORDER DATED 18/06/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.7,50,000 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 22/12/2008
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

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