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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES & CLEARING CORPORATION) REGULATIONS, 2018

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person JF ASSET MANAGEMENT LTD.  
  ALLEGED DELAY IN APPLYING FOR APPROVAL FROM SEBI TO ACQUIRE SHARES OF MCX AND INCREASED SHAREHOLDING IN MCX BEYOND 2% VIOLATING REGULATION 19(2) OF SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES & CLEARING CORPORATION) REGULATIONS, 2018  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.5,15,625 VIDE CONSENT ORDER)

05-MAR-2019
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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