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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: VIOLATED SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person A.SHANMUGASUNDARAM  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
2 
History of entity/person KARUNAMBAL VANAVARAYAR  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
3 
History of entity/person M.BALASUBRAMANIAM  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
4 
History of entity/person M.MARIAMMAL  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
5 
History of entity/person M.SRINIVAASAN  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
6 
History of entity/person N.MANICKAM  
  ALLEGED VIOLATION OF REGULATIONS 3(1) AND 3(2) OF SEBI (SETTLEMENT OF ADMINISTRATIVE AND CIVIL PROCEEDINGS) REGULATIONS, 2014 IN MATTER OF SAKTHI FINANCE LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.27,62,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

14-SEP-2016
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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