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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – CONSENT ORDERS/ PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS
PERIOD COVERED : 30-OCT-2007 TO 13-JUL-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES)

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ATN INTERNATIONAL LTD.

(PAN:AACCA5744Q)  
History of entity/person SANTOSH KUMAR JAIN

(PAN:ACQPJ7823E)
  		ALLEGED INDULGENCE IN OFF-LOADING OF SHARES WHILE IN POSSESSION OF PRICE SENSITIVE INFORMATION IN MATTER OF ATN INTERNATIONAL LTD.  REACHED SETTLEMENT (CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

20-JUN-2011
2 
History of entity/person ATN INTERNATIONAL LTD.

(PAN:AACCA5744Q)  
  ALLEGED INDULGENCE IN ISSUANCE OF MIS-LEADING ADVERTISEMENTS IN MATTER OF ATN INTERNATIONAL LTD.

ALLEGED INDULGENCE IN VIOLATION OF MODEL CODE OF CONDUCT IN SCHEDULE I UNDER REGULATION 12(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF ATN INTERNATIONAL LTD.  		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

20-JUN-2011
3 
History of entity/person SILICON VALLEY INFOTECH LTD.

(PAN:AABCP5702G)  
  ALLEGED INDULGENCE IN OFF-LOADING OF SHARES WHILE IN POSSESSION OF PRICE SENSITIVE INFORMATION IN MATTER OF ATN INTERNATIONAL LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 20-JUN-2011 TO 19-JUN-2012 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2011 TO 19-JUN-2012 VIDE CONSENT ORDER)

20-JUN-2011
4 
History of entity/person SILICON VALLEY INFOTECH LTD.

(PAN:AABCP5702G)  
History of entity/person SANTOSH KUMAR JAIN

(PAN:ACQPJ7823E)
  		ALLEGED INDULGENCE IN OFF-LOADING OF SHARES WHILE IN POSSESSION OF PRICE SENSITIVE INFORMATION IN MATTER OF ATN INTERNATIONAL LTD.  REACHED SETTLEMENT (CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUN-2011 TO 19-JUN-2013 VIDE CONSENT ORDER)

20-JUN-2011
5 
History of entity/person TOP MEDIA ENTERTAINMENT LTD.  
  ALLEGED ISSUE OF MISLEADING ADVERTISEMENTS AND EXECUTION OF NON-GENUINE TRADES IN COLLUSION WITH OTHER ENTITIES IN SCRIP OF TOP MEDIA ENTERTAINMENT LTD.  REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

08-OCT-2008
6 
History of entity/person TOP MEDIA ENTERTAINMENT LTD.  
  ALLEGED INDULGENCE IN PRICE MANIPULATION BY NON-GENUINE TRADES IN SCRIP OF TOP TELEMEDIA LTD. AND TOP MEDIA ENTERTAINMENT LTD.  REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

08-OCT-2008
7 
History of entity/person TOP TELEMEDIA LTD.  
  ALLEGED INDULGENCE IN PRICE MANIPULATION BY NON-GENUINE TRADES IN SCRIP OF TOP TELEMEDIA LTD. AND TOP MEDIA ENTERTAINMENT LTD.  REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 08-OCT-2008 TO 07-OCT-2011 VIDE CONSENT ORDER)

08-OCT-2008
8 
History of entity/person VENKATESH SHARES INVESTMENT  
History of entity/person VINAY KABRA
  		ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH FICTITIOUS AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF DOCTORS BIOTECH LTD.  REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

REACHED SETTLEMENT (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES FROM 24-SEP-2010 TO 23-SEP-2011 VIDE CONSENT ORDER)

24-SEP-2010
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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