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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

UN-AUTHORISED SUB-BROKERS: INDULGED IN FRAUDULENT OPERATIONS

S.No. ENTITY DIRECTORS/ PERSONS  REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person DIGITAL STOCKS  
History of entity/person DHEERAJ KUMAR MADAAN
  		ACTED AS SUB-BROKER WITHOUT SEBI REGISTRATION

DEFRAUDED SMALL INVESTORS OF THEIR MONEY AND SHARES  		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2005 TILL FURTHER ORDERS

05-OCT-2005 		SEBI VIDE ORDER DATED 28/09/2007 REDUCED THE DEBARED PERIOD FOR 3 YEARS I.E. FROM 05/10/2005 TO 04/10/2008

SEBI VIDE ORDER DATED 28/09/2007 DIRECTED NSE TO SETTLE CLAIMS OF INVESTORS BY UTILISING FUNDS AND/OR SECURITIES OF DEFAULTERS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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