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SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 21-NOV-2024

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES

S.No. ENTITY DIRECTORS/ PERSONS  REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person SHRI BALAJI INVESTMENTS  

(Authorised Person of ANGEL BROKING PVT.LTD. , Member : BSE)
History of entity/person MANAKLAL PANPALIYA

History of entity/person SANJAY RATHI
  		INDULGED IN ILLEGAL TRADING IN EQUITY AND F&O SEGMENT OUTSIDE THE PLATFORM OF STOCK EXCHANGE OR TRADING TERMINALS VIOLATING SECTIONS 13, 16, 18A AND 19 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUL-2017 TO 19-JUL-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUL-2017 TO 19-JUL-2022

27-AUG-2014 		SEBI VIDE ITS ORDER DATED 20/07/2017 DIRECTED RESTRAINED FROM BUYING,SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FIVE YEARS THE DATE OF THIS ORDER AND ALSO RESTRAINED FROM ASSOCIATING WITH ANY INTERMEDIARY REGISTERED WITH SEBI IN ANY OFFICIAL CAPACITY TILL THE EXPIRY OF FIVE YEARS FROM DATE OF THIS ORDER  
2
History of entity/person SHRI BALAJI INVESTMENTS  

(Authorised Person of ANGEL BROKING PVT.LTD. , Member : BSE)
History of entity/person MANAKLAL PANPALIYA

History of entity/person SANJAY RATHI
  		INDULGED IN ILLEGAL TRADING IN EQUITY AND F&O SEGMENT OUTSIDE THE PLATFORM OF STOCK EXCHANGE OR TRADING TERMINALS VIOLATING SECTIONS 13, 16, 18A AND 19 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956  DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-JUL-2017 TO 19-JUL-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-JUL-2017 TO 19-JUL-2022

27-AUG-2014 		SEBI VIDE ITS ORDER DATED 20/07/2017 DIRECTED RESTRAINED FROM BUYING,SELLING OR DEALING IN SECURITIES MARKET IN ANY MANNER WHATSOEVER OR ACCESSING THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FIVE YEARS THE DATE OF THIS ORDER AND ALSO RESTRAINED FROM ASSOCIATING WITH ANY INTERMEDIARY REGISTERED WITH SEBI IN ANY OFFICIAL CAPACITY TILL THE EXPIRY OF FIVE YEARS FROM DATE OF THIS ORDER  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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