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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 31-OCT-2023
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

31-OCT-2023 		 
2 10-AUG-2023
History of entity/person RDQ STOCK BROKING PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

10-AUG-2023 		 
3 07-AUG-2023
History of entity/person LFS BROKING PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

07-AUG-2023 		 
4 16-JUN-2023
History of entity/person INFOTECH PORTFOLIO PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

16-JUN-2023 		 
5 15-MAR-2023
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

15-MAR-2023 		 
6 15-MAR-2023
History of entity/person G.S.V.SECURITIES PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

15-MAR-2023 		 
7 24-FEB-2023
History of entity/person SINGLE WINDOW SECURITIES LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

24-FEB-2023 		 
8 25-APR-2022
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-APR-2022 		 
9 15-FEB-2022
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

15-FEB-2022 		 
10 28-JAN-2022
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

28-JAN-2022 		NSE VIDE ITS CIRCULAR DATED 28/08/2023 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 29/08/2023  
11 18-OCT-2021
History of entity/person FIRST FUTURES & STOCKS PVT.LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

18-OCT-2021 		 
12 12-OCT-2021
History of entity/person INDOVISION SECURITIES LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

12-OCT-2021 		 
13 06-SEP-2021
History of entity/person YUVRAJ SECURITIES   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2021 		 
14 14-JUL-2021
History of entity/person STAMPEDE CAPITAL LTD. 

(New Name : GACM TECHNOLOGIES LTD.)

(Old Name : BRILLIANT SECURITIES LTD.)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

14-JUL-2021 		SAT: SAT VIDE ITS ORDER DATED 20/07/2021 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE DAYS AND REJOINDER MAY BE FILED ON OR BEFORE NEXT DATE

NSE VIDE ITS CIRCULAR DATED 26/07/2021 RESTORED TRADING RIGHTS WITH EFFECT FROM 27/07/2021, PURSUANT TO SAT ORDER DATED 26/07/2021  
15 13-JUL-2021
History of entity/person DESTINY SECURITIES LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

13-JUL-2021 		 
16 13-JUL-2021
History of entity/person STAR SHARE & STOCK BROKERS LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

13-JUL-2021 		 
17 05-JUL-2021
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

05-JUL-2021 		 
18 30-MAR-2021
History of entity/person CONARD SECURITIES PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

30-MAR-2021 		 
19 26-MAR-2021
History of entity/person BEZEL STOCKBROKERS PVT.LTD.   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

26-MAR-2021 		 
20 15-MAR-2021
History of entity/person REFLECTION INVESTMENTS   
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

15-MAR-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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