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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 30-APR-2024
History of entity/person AMIT KALRA & SONS (HUF)   
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
2 30-APR-2024
History of entity/person INVESTINTEL   
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
3 30-APR-2024
History of entity/person WEALTH SKETCHERS   
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-APR-2024

30-APR-2024 		 
4 31-JUL-2023
History of entity/person ECONO BROKING PVT.LTD. 

(Old Name : BANSAL FINSTOCK PVT.LTD.)  
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 28-JUL-2023

31-JUL-2023 		 
5 31-JUL-2023
History of entity/person INVESTOCARE   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 24-MAY-2024

31-JUL-2023 		 
6 31-JAN-2021
History of entity/person BRH WEALTH KREATORS LTD. 

(Old Name : BMA WEALTH CREATORS LTD.)  
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021

31-JAN-2021 		 
7 31-JAN-2021
History of entity/person INVENTURE GROWTH & SECURITIES LTD.   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021 TO 05-AUG-2022

31-JAN-2021 		NOT APPEARING IN THE LIST DATED 28-FEBRUARY-2021  
8 31-JAN-2021
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 22-JAN-2021

31-JAN-2021 		 
9 31-DEC-2020
History of entity/person WIZESTEP ADVIZORS   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-DEC-2020 TO 28-DEC-2021

31-DEC-2020 		NOT APPEARING IN THE LIST DATED 28-FEBRUARY-2022  
10 17-JUN-2020
History of entity/person ASHUTOSH PODDAR (HUF)   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 17-JUN-2020 TO 16-SEP-2020

17-JUN-2020 		NOT APPEARING IN THE LIST DATED 31-OCTOBER-2020  
11 30-NOV-2019
History of entity/person BEING ASSURED CONSULTANCY SERVICES   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
12 30-NOV-2019
History of entity/person V P S ADVISORY   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-NOV-2019

30-NOV-2019 		 
13 30-SEP-2013
History of entity/person CHAMPION ADVISORY SERVICES   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-MAY-2010

30-SEP-2013 		 
14 30-SEP-2013
History of entity/person CREDENT PORTFOLIO MANAGEMENT PVT.LTD. 

(New Name : CREDENT CAPITAL SERVICES PVT.LTD.)  
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-OCT-2011

30-SEP-2013 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2016

ORDER OF TERMINATION, REVOKED W.E.F. 26/04/2012  
15 30-SEP-2013
History of entity/person DIGITAL WORLD   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JAN-2013

30-SEP-2013 		 
16 30-SEP-2013
History of entity/person FAIRWEALTH SECURITIES LTD.   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 16-APR-2010

30-SEP-2013 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2016

ORDER OF SUSPENSION, REVOKED W.E.F. 06/07/2011  
17 30-SEP-2013
History of entity/person ROYAL MARK FINANCIAL SERVICES   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-DEC-2009

30-SEP-2013 		 
18 30-SEP-2013
History of entity/person SHREE INVESTMENTS   
  AMFI  MISUSED INVESTOR’S MONEY  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-MAY-2011

30-SEP-2013 		 
19 30-SEP-2013
History of entity/person UNICON INSURANCE ADVISORS PVT.LTD.   
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-MAR-2010

30-SEP-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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