S. No.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
08-NOV-2023
ALOK BANSAL
GREENEARTH RESOURCES & PROJECTS LTD.
SFIO
VIOLATED SECTION 217(3) OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
2
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTION 295 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
3
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
4
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
5
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTION 372A OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
6
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
7
08-NOV-2023
AMIT K.PAREKH
PANTHER INVESTRADE LTD.
SFIO
VIOLATED SECTION 628 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
8
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
9
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
10
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
NOT AVAILABLE
CONVICTED BY SFIO 08-NOV-2023
11
08-NOV-2023
AMIT K.PAREKH
PANTHER INVESTRADE LTD.
SFIO
VIOLATED SECTION 211 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
12
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
13
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTION 49 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
14
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTION 383A OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
15
08-NOV-2023
AMIT K.PAREKH
TRIUMPH SECURITIES LTD.
SFIO
VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860
CONVICTED BY SFIO 08-NOV-2023
16
08-NOV-2023
AMIT PRADHAN
SESA INDUSTRIES LTD.
SFIO
VIOLATED SECTION 211 3(A) AND (3B) OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
17
08-NOV-2023
AMIT PRADHAN
SESA GOA LTD.
SFIO
VIOLATED SECTION 68 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
18
08-NOV-2023
AMIT PRADHAN
SESA GOA LTD.
SFIO
VIOLATED SECTIONS 147 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
19
08-NOV-2023
AMMI K.PAREKH
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
SFIO
VIOLATED SECTION 406 OF IPC, 1860 VIOLATED SECTION 418 OF IPC, 1860 VIOLATED SECTION 120B OF IPC, 1860 VIOLATED SECTIONS 420 READ WITH 34 OF IPC, 1860
CONVICTED BY SFIO 08-NOV-2023
20
08-NOV-2023
AMMI K.PAREKH
MANMANDIR ESTATE DEVELOPERS PVT.LTD.
SFIO
VIOLATED SECTIONS 299 READ WITH 283 OF COMPANIES ACT, 1956
CONVICTED BY SFIO 08-NOV-2023
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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