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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 02-MAR-2026
History of entity/person   ALBERT HIERONIMUS 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE IN APPROVING FINANCIAL STATEMENTS VIOLATING REGULATION 18(3) READ WITH PART C OF OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. 		IMPOSED PENALTY RS.1,00,000

02-MAR-2026 		 
2 02-MAR-2026
History of entity/person   C.H.VASUNDHARA DEVI 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. IMPOSED PENALTY RS.3,00,000

02-MAR-2026 		 
3 02-MAR-2026
History of entity/person   GIRI DEVNUR 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. IMPOSED PENALTY RS.3,00,000

02-MAR-2026 		 
4 02-MAR-2026
History of entity/person   I.R.RAVISH 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. IMPOSED PENALTY RS.3,00,000

02-MAR-2026 		 
5 02-MAR-2026
History of entity/person   K.R.MOHAN 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE IN APPROVING FINANCIAL STATEMENTS VIOLATING REGULATION 18(3) READ WITH PART C OF OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. 		IMPOSED PENALTY RS.5,00,000

02-MAR-2026 		 
6 02-MAR-2026
History of entity/person   MALAVIKA HEGDE 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE IN APPROVING FINANCIAL STATEMENTS VIOLATING REGULATION 18(3) READ WITH PART C OF OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. 		IMPOSED PENALTY RS.5,00,000

02-MAR-2026 		 
7 02-MAR-2026
History of entity/person   RAM MOHAN 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  FURNISHED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. IMPOSED PENALTY RS.2,00,000

02-MAR-2026 		 
8 02-MAR-2026
History of entity/person   S.V.RANGANATH 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT ADHERE TO REQUIREMENTS PRESCRIBED UNDER APPLICABLE IND AS IN PREPARATION AND PRESENTATION OF FINANCIAL STATEMENTS AND DID NOT FULFIL MANDATORY DISCLOSURE OBLIGATIONS WITH RESPECT TO DECISION TO DEVIATE FROM COMPLIANCE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C), 34(3) READ WITH CLAUSE B(2) OF SCHEDULE V AND 48 OF SEBI (LODR) REGULATIONS READ WITH SECTION 27(2) OF SEBI ACT., 1992 AND REGULATIONS 4(2)(F)(II)(7) AND (8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE IN APPROVING FINANCIAL STATEMENTS VIOLATING REGULATION 18(3) READ WITH PART C OF OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. 		IMPOSED PENALTY RS.5,00,000

02-MAR-2026 		 
9 02-MAR-2026
History of entity/person   SADANANDA POOJARY 
History of entity/person COFFEE DAY ENTERPRISES LTD.
  		SEBI  DID NOT DISCHARGE DUTY AS COMPLIANCE OFFICER VIOLATING REGULATIONS 6(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF COFFEE DAY ENTERPRISES LTD. IMPOSED PENALTY RS.1,00,000

02-MAR-2026 		 
10 27-FEB-2026
History of entity/person   ARVIND KUMAR SARAF 
History of entity/person ARCOTECH LTD.
  		SEBI  INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ARCOTECH LTD. RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-AUG-2026

IMPOSED PENALTY RS.7,00,000

27-FEB-2026 		 
11 27-FEB-2026
History of entity/person   JAYABALAN MURALIMANOHAR 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DID NOT PAY/DECLARED DIVIDEND VIOLATING SECTIONS 205(1A), 205A(1) AND 207 OF THE COMPANIES ACT, 1956 READ WITH SECTIONS 124 AND 465 OF THE COMPANIES ACT, 2013 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 READ WITH SECTION 27 OF SEBI ACT, 1992 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT AND CLAUSE 49(I)(D)(2)(F),(G) AND 49(I)(D)(3) (A), (C) AND (F) OF SEBI LISTING AGREEMENT (POST AMENDMENT DATED 17/04/2014) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTIONS 21 AND 24 OF SCRA 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD. 		RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM BEING ASSOCIATED WITH THE SECURITIES MARKET, IN ANY MANNER, INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN A LISTING COMPANY OR INTERMEDIARY REGISTERED WITH SEBI OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC IN THE SECURITIES MARKET FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2026 TO 26-FEB-2028

IMPOSED PENALTY RS.12,00,000

27-FEB-2026 		 
12 27-FEB-2026
History of entity/person   KURAGAYALA SAI PRASAD 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DID NOT SUBMIT INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON

SUBMITTED WRONG INFORMATION TO SEBI

DID NOT PAY/DECLARED DIVIDEND VIOLATING SECTIONS 205(1A), 205A(1) AND 207 OF THE COMPANIES ACT, 1956 READ WITH SECTIONS 124 AND 465 OF THE COMPANIES ACT, 2013 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 READ WITH SECTION 27 OF SEBI ACT, 1992 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT AND CLAUSE 49(I)(D)(2)(F),(G) AND 49(I)(D)(3) (A), (C) AND (F) OF SEBI LISTING AGREEMENT (POST AMENDMENT DATED 17/04/2014) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTIONS 21 AND 24 OF SCRA 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH ERSTWHILE ACCOUNTING STANDARD-1, 9, & IND-AS-115 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH CLAUSES 1, 4, 5 AND 11 TO 14 OF PARA A AND CLAUSE 1 OF PARA B OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD. 		RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM BEING ASSOCIATED WITH THE SECURITIES MARKET, IN ANY MANNER, INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN A LISTING COMPANY OR INTERMEDIARY REGISTERED WITH SEBI OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC IN THE SECURITIES MARKET FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2026 TO 26-FEB-2028

IMPOSED PENALTY RS.13,00,000

27-FEB-2026 		 
13 27-FEB-2026
History of entity/person   M.SRINIVAS KUMAR 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DELAY IN SUBMISSION OF INFORMATION IN RESPONSE TO SUMMONS ISSUED IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

NON-COOPERATION WITH SEBI IN INVESTIGATIONS

DID NOT PAY/DECLARED DIVIDEND VIOLATING SECTIONS 205(1A), 205A(1) AND 207 OF THE COMPANIES ACT, 1956 READ WITH SECTIONS 124 AND 465 OF THE COMPANIES ACT, 2013 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 READ WITH SECTION 27 OF SEBI ACT, 1992 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT AND CLAUSE 49(I)(D)(2)(F),(G) AND 49(I)(D)(3) (A), (C) AND (F) OF SEBI LISTING AGREEMENT (POST AMENDMENT DATED 17/04/2014) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTIONS 21 AND 24 OF SCRA 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH ERSTWHILE ACCOUNTING STANDARD-1, 9, & IND-AS-115 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD. 		RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM BEING ASSOCIATED WITH THE SECURITIES MARKET, IN ANY MANNER, INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN A LISTING COMPANY OR INTERMEDIARY REGISTERED WITH SEBI OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC IN THE SECURITIES MARKET FROM 27-FEB-2026 TO 26-FEB-2028

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2026 TO 26-FEB-2028

IMPOSED PENALTY RS.12,00,000

27-FEB-2026 		 
14 27-FEB-2026
History of entity/person   NIDHI JAIN 
  SEBI  DID NOT MAKE DISCLOSURE SEIZURE OF REGISTERED OFFICE OF ARCOTECH LTD. WORKPLACE BY IFCI LTD. DUE TO NON-PAYMENT OF DUES IMPOSED PENALTY RS.1,00,000

27-FEB-2026 		 
15 27-FEB-2026
History of entity/person   RADHANATH PATTANAYAK 
History of entity/person ARCOTECH LTD.
  		SEBI  DID NOT MAKE DISCLOSURE SEIZURE OF REGISTERED OFFICE OF ARCOTECH LTD. WORKPLACE BY IFCI LTD. DUE TO NON-PAYMENT OF DUES RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-AUG-2026

IMPOSED PENALTY RS.10,00,000

27-FEB-2026 		 
16 27-FEB-2026
History of entity/person   RISHABH SARAF 
History of entity/person ARCOTECH LTD.
  		SEBI  INDULGED IN DIVERSION OF FUNDS FOR BENEFIT OF PROMOTER GROUP COMPANY VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ARCOTECH LTD. RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-APR-2026

IMPOSED PENALTY RS.5,00,000

27-FEB-2026 		 
17 27-FEB-2026
History of entity/person   SARASWATHY GOPALAN 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH CLAUSES 1, 4, 5 AND 11 TO 14 OF PARA A AND CLAUSE 1 OF PARA B OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

DID NOT ADHERE TO SUMMONS ISSUED BY SEBI 		IMPOSED PENALTY RS.5,00,000

27-FEB-2026 		 
18 27-FEB-2026
History of entity/person   SURYARAJ KUMAR 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DELAY IN SUBMISSION OF INFORMATION IN RESPONSE TO SUMMONS ISSUED IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

NON-COOPERATION WITH SEBI IN INVESTIGATIONS

DID NOT SUBMIT INFORMATION/DOCUMENTS SOUGHT VIDE SUMMON

SUBMITTED WRONG INFORMATION TO SEBI

DID NOT PAY/DECLARED DIVIDEND VIOLATING SECTIONS 205(1A), 205A(1) AND 207 OF THE COMPANIES ACT, 1956 READ WITH SECTIONS 124 AND 465 OF THE COMPANIES ACT, 2013 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATION 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 READ WITH SECTION 27 OF SEBI ACT, 1992 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT AND CLAUSE 49(I)(D)(2)(F),(G) AND 49(I)(D)(3) (A), (C) AND (F) OF SEBI LISTING AGREEMENT (POST AMENDMENT DATED 17/04/2014) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTIONS 21 AND 24 OF SCRA 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

INDULGED IN DIVERSION OF FUNDS AND MANIPULATION OF FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH ERSTWHILE ACCOUNTING STANDARD-1, 9, & IND-AS-115 AND CLAUSE 41(I)(A) OF ERSTWHILE LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD.

DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH CLAUSES 1, 4, 5 AND 11 TO 14 OF PARA A AND CLAUSE 1 OF PARA B OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD. 		RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 27-FEB-2026 TO 26-FEB-2029

RESTRAINED FROM BEING ASSOCIATED WITH THE SECURITIES MARKET, IN ANY MANNER, INCLUDING AS A DIRECTOR OR KEY MANAGERIAL PERSONNEL IN A LISTING COMPANY OR INTERMEDIARY REGISTERED WITH SEBI OR PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC IN THE SECURITIES MARKET FROM 27-FEB-2026 TO 26-FEB-2029

RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM FROM 27-FEB-2026 TO 26-FEB-2029

IMPOSED PENALTY RS.28,00,000

27-FEB-2026 		 
19 27-FEB-2026
History of entity/person   TIMOTHY ALFRED JOSEPH MOSES 
History of entity/person MEDIAONE GLOBAL ENTERTAINMENT LTD.
  		SEBI  DID NOT EXERCISE DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH CLAUSES 1, 4, 5 AND 11 TO 14 OF PARA A AND CLAUSE 1 OF PARA B OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MEDIAONE GLOBAL ENTERTAINMENT LTD. IMPOSED PENALTY RS.3,00,000

27-FEB-2026 		 
20 23-FEB-2026
History of entity/person   DEEPTI R.PURANIK 
History of entity/person KALYANI STEELS LTD.
  		SEBI  ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BETWEEN KALYANI STEELS LTD. AND LORD GANESHA MINERALS PVT.LTD. VIOLATING REGULATIONS 6(2)(A) TO 6(2)(C) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956

ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BETWEEN KALYANI STEELS LTD. AND LORD GANESHA MINERALS PVT.LTD. WITH RESPECT TO GRANT OF TRADE ADVANCES TO LORD GANESHA MINERALS PVT.LTD. VIOLATING REGULATIONS 6(2)(A) TO 6(2)(C) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956

ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL FROM AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BETWEEN KALYANI STEELS LTD. AND KALYANI MINING VENTURES PVT.LTD. WITH RESPECT TO INVESTMENT IN 8% NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF KALYANI MINING VENTURES PVT.LTD. VIOLATING REGULATIONS 6(2)(A) TO 6(2)(C) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956 		REACHED SETTLEMENT (SETTLEMENT CHARGES RS.95,55,000 VIDE CONSENT ORDER)

23-FEB-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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