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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 21-AUG-2026
History of entity/person   ABHISHEK PATEL 
History of entity/person PINNACLE FINANCIAL SERVICES
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
2 21-AUG-2026
History of entity/person   ALTAMASH SHEIKH 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
3 21-AUG-2026
History of entity/person   AMIT KUMAR DEWDA 
History of entity/person AVID RESEARCH INVESTMENT ADVISER
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
4 21-AUG-2026
History of entity/person   HARDIK MAHENDRAKUMAR SHUKLA 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
5 21-AUG-2026
History of entity/person   JASMEET KAUR BAGGA (AKA.JASMEET KAUR SANDHU) 
History of entity/person RESEARCH INFOTECH
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
6 21-AUG-2026
History of entity/person   LOKESH GUPTA 
History of entity/person WELL WORTH RESEARCH
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
7 21-AUG-2026
History of entity/person   MINAKSHI ASAVANI 
History of entity/person TRADE NEXA RESEARCH INVESTMENT ADVISOR
  		SEBI  RECEIVED FEES WITHOUT EXECUTING ANY AGREEMENT WITH CLIENTS

DID NOT MAINTAIN CALL RECORDINGS OF CLIENTS

PROVIDED INVESTMENT ADVICE ON FREE TRIALS TO CLIENTS

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS 		RESTRAINED FROM TAKING UP/ONBOARDING ANY NEW CLIENTS FROM 21-AUG-2026 TO 20-SEP-2026

21-AUG-2026 		 
8 21-AUG-2026
History of entity/person   NARAYANASWAMY RAMACHANDRAN 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
9 21-AUG-2026
History of entity/person   RAJAT SINH 
History of entity/person PACE RESEARCH
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
10 21-AUG-2026
History of entity/person   SHARANJIT SINGH 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
11 21-AUG-2026
History of entity/person   TABREZ KHAN 
History of entity/person ZOID RESEARCH
  		SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
12 21-AUG-2026
History of entity/person   TANYA GUPTA 
  SEBI  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026

21-AUG-2026 		 
13 20-AUG-2026
History of entity/person   AJAY GUPTA 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
14 20-AUG-2026
History of entity/person   ANURAG JAIN 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
15 20-AUG-2026
History of entity/person   ASHOK KUMAR 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
16 20-AUG-2026
History of entity/person   AVTAR SINGH 
History of entity/person ACE INVESTMENT ADVISORY
  		SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
17 20-AUG-2026
History of entity/person   CHETAN YASHWANT SHUKLA 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
18 20-AUG-2026
History of entity/person   DILIP KANTILAL SHAH 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
19 20-AUG-2026
History of entity/person   DIPESH MEHTA 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
20 20-AUG-2026
History of entity/person   JAISON ALEXANDER 
  SEBI  DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026

20-AUG-2026 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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