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DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
21-AUG-2026
AVID RESEARCH INVESTMENT ADVISER
AMIT KUMAR DEWDA
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
2
21-AUG-2026
CAPVISION INVESTMENT ADVISOR
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
3
21-AUG-2026
EXFINITY VENTURE PARTNERS LLP
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
4
21-AUG-2026
MONEY INDIA RESEARCH
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
5
21-AUG-2026
PACE RESEARCH
RAJAT SINH
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
6
21-AUG-2026
PINNACLE FINANCIAL SERVICES
ABHISHEK PATEL
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
7
21-AUG-2026
RESEARCH INFOTECH
JASMEET KAUR BAGGA (AKA.JASMEET KAUR SANDHU)
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
8
21-AUG-2026
TRADE NEXA RESEARCH INVESTMENT ADVISOR
MINAKSHI ASAVANI
SEBI
RECEIVED FEES WITHOUT EXECUTING ANY AGREEMENT WITH CLIENTS
RESTRAINED FROM TAKING UP/ONBOARDING ANY NEW CLIENTS FROM 21-AUG-2026 TO 20-SEP-2026
9
21-AUG-2026
WELL WORTH RESEARCH
LOKESH GUPTA
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
10
21-AUG-2026
WISE FINSERV
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
11
21-AUG-2026
ZOID RESEARCH
TABREZ KHAN
SEBI
DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER
CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-AUG-2026
12
20-AUG-2026
ACE INVESTMENT ADVISORY
AVTAR SINGH
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
13
20-AUG-2026
BMA WEALTH CREATORS LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
14
20-AUG-2026
FINANCIALLEADER ADVISORY SERVICES
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
15
20-AUG-2026
FINQUEST SECURITIES PVT.LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
16
20-AUG-2026
JHAVERI SECURITIES LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
17
20-AUG-2026
KARVY STOCK BROKING LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
18
20-AUG-2026
MONEYLICIOUS CAPITAL & ADVISORY SERVICES PVT.LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
19
20-AUG-2026
PROFICIENT EQUITIES PVT.LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
20
20-AUG-2026
SHAREWEALTH SECURITIES LTD.
SEBI
DID NOT PAY RENEWAL FEE AS RESEARCH ANALYST
CANCELLED REGISTRATION AS RESEARCH ANALYST FROM 20-AUG-2026
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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