S. No.
DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
16-OCT-2026
ELITE CAPITAL & MANAGEMENT SERVICES LTD.
NSE
DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES
REMOVED FROM DISSEMINATION BOARD 16-OCT-2026
2
16-OCT-2026
GOVINDA COTSPIN LTD.
NSE
DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES
REMOVED FROM DISSEMINATION BOARD 16-OCT-2026
3
16-OCT-2026
IGGI HIGHWAY MOTELS LTD.
NSE
DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES
REMOVED FROM DISSEMINATION BOARD 16-OCT-2026
4
12-OCT-2026
HAMPTON SKY REALTY LTD.
(Old Name : RITESH PROPERTIES & INDUSTRIES LTD.)
NSE
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015
SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026 12-OCT-2026
5
12-OCT-2026
OSIA HYPER RETAIL LTD.
NSE
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015
SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026 12-OCT-2026
6
12-OCT-2026
PARSVNATH DEVELOPERS LTD.
(CIN:L45201DL1990PLC040945 PAN:AAACP0743J)
NSE
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015
SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026 12-OCT-2026
7
12-OCT-2026
VIVIMED LABS LTD.
(PAN:AAACV6060A)
NSE
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015
SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026 12-OCT-2026
8
09-OCT-2026
MI STOCK BROKING PVT.LTD.
(PAN:AAGCM3006K)
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 04-OCT-2026 09-OCT-2026
NSE VIDE ITS CIRCULAR DATED 09/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
9
09-OCT-2026
PODDAR HOUSING & DEVELOPMENT LTD.
(Old Name : PODDAR DEVELOPERS LTD.)
NSE
VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021 VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956 VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957 VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
COMPULSORY DELISTING FROM 16-OCT-2026 09-OCT-2026
10
09-OCT-2026
SECUR CREDENTIALS LTD.
(PAN:AADCA3292Q)
NSE
VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021 VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956 VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957 VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
COMPULSORY DELISTING FROM 16-OCT-2026 09-OCT-2026
11
09-OCT-2026
SUUMAYA INDUSTRIES LTD.
(CIN:L46411MH2011PLC220879)
NSE
VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021 VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956 VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957 VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
COMPULSORY DELISTING FROM 16-OCT-2026 09-OCT-2026
12
08-OCT-2026
FINWIZARD TECHNOLOGY PVT.LTD.
(PAN:AACCF5863B)
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 07-OCT-2026 08-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
13
08-OCT-2026
GYANDEEP STOCKS PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 06-OCT-2026 08-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
14
01-OCT-2026
MOAT FINANCIAL SERVICES PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER 01-OCT-2026
15
01-OCT-2026
SHIVMANGAL SECURITIES PVT.LTD.
(PAN:AAHCS4923J)
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER 01-OCT-2026
16
28-SEP-2026
ANVIL SHARE & STOCK BROKING PVT.LTD.
NSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS STOCK BROKER FROM 23-SEP-2026 28-SEP-2026
NSE VIDE ITS CIRCULAR DATED 28/09/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE
17
22-SEP-2026
CRESSANDA RAILWAY SOLUTIONS LTD.
(Old Name : CRESSANDA SOLUTIONS LTD.) (PAN:AAACC1553F)
NSE
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026 22-SEP-2026
18
21-SEP-2026
OSIA HYPER RETAIL LTD.
NSE
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026 21-SEP-2026
19
21-SEP-2026
WARDWIZARD INNOVATIONS & MOBILITY LTD.
NSE
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026 21-SEP-2026
20
08-SEP-2026
PARKER DERIVATIVES (INDIA) PVT.LTD.
NSE
DID NOT ENSURE THAT AUTHORISED PERSON ENGAGED ONLY IN PERMITTED ACTIVITIES AND DID NOT UNDERTAKE ANY BUSINESSES DISALLOWED UNDER BYE-LAWS, RULES AND REGULATIONS OF SEBI/EXCHANGE DID NOT CONDUCT PHYSICAL INSPECTION OF AUTHORISED PERSONS AS WELL AS BRANCH OFFICE DID NOT INSPECT REQUISITE INSPECTIONS OF AUTHORISED PERSONS AND MUMBAI BRANCH AS PER PRESCRIBED PARAMETERS DID NOT MAINTAIN AND PRESERVE ALL RECORDS OF TRANSACTIONS PRESCRIBED UNDER RULE 3 OF (PML) ACT, 2002 DID NOT MAINTAIN PROPER AND/OR COMPLETE CLIENT REGISTRATION FORMS DID NOT OBTAIN CONSENT OF CLIENTS FOR SENDING ELECTRONIC CONTRACT NOTES (ECN)
IMPOSED PENALTY RS.1,50,000 WARNED & ADVISED TO COMPLY WITH APPLICABLE SECURITIES LAWS 08-SEP-2026
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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