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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 16-OCT-2026
History of entity/person ELITE CAPITAL & MANAGEMENT SERVICES LTD.   
  NSE  DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES   REMOVED FROM DISSEMINATION BOARD

16-OCT-2026
 
2 16-OCT-2026
History of entity/person GOVINDA COTSPIN LTD.   
  NSE  DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES   REMOVED FROM DISSEMINATION BOARD

16-OCT-2026
 
3 16-OCT-2026
History of entity/person IGGI HIGHWAY MOTELS LTD.   
  NSE  DE-RECOGNIZED/NON-OPERATIONAL/EXITED STOCK EXCHANGES   REMOVED FROM DISSEMINATION BOARD

16-OCT-2026
 
4 12-OCT-2026
History of entity/person HAMPTON SKY REALTY LTD. 

(Old Name : RITESH PROPERTIES & INDUSTRIES LTD.)  
  NSE  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026

12-OCT-2026
 
5 12-OCT-2026
History of entity/person OSIA HYPER RETAIL LTD.   
  NSE  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026

12-OCT-2026
 
6 12-OCT-2026
History of entity/person PARSVNATH DEVELOPERS LTD. 

(CIN:L45201DL1990PLC040945
PAN:AAACP0743J)  
  NSE  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026

12-OCT-2026
 
7 12-OCT-2026
History of entity/person VIVIMED LABS LTD. 

(PAN:AAACV6060A)  
  NSE  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015  SECURITIES SHIFTED TO Z CATEGORY FROM 23-OCT-2026

12-OCT-2026
 
8 09-OCT-2026
History of entity/person MI STOCK BROKING PVT.LTD. 

(PAN:AAGCM3006K)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 04-OCT-2026

09-OCT-2026
NSE VIDE ITS CIRCULAR DATED 09/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
9 09-OCT-2026
History of entity/person PODDAR HOUSING & DEVELOPMENT LTD. 

(Old Name : PODDAR DEVELOPERS LTD.)  
  NSE  VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021

VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957

VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD. 
COMPULSORY DELISTING FROM 16-OCT-2026

09-OCT-2026
 
10 09-OCT-2026
History of entity/person SECUR CREDENTIALS LTD. 

(PAN:AADCA3292Q)  
  NSE  VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021

VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957

VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD. 
COMPULSORY DELISTING FROM 16-OCT-2026

09-OCT-2026
 
11 09-OCT-2026
History of entity/person SUUMAYA INDUSTRIES LTD. 

(CIN:L46411MH2011PLC220879)  
  NSE  VIOLATED REGULATION 32(1) OF SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021

VIOLATED SECTION 21A OF SECURITIES CONTRACT (REGULATIONS) ACT, 1956

VIOLATED SECURITIES CONTRACTS REGULATION RULES, 1957

VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD. 
COMPULSORY DELISTING FROM 16-OCT-2026

09-OCT-2026
 
12 08-OCT-2026
History of entity/person FINWIZARD TECHNOLOGY PVT.LTD. 

(PAN:AACCF5863B)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 07-OCT-2026

08-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
13 08-OCT-2026
History of entity/person GYANDEEP STOCKS PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 06-OCT-2026

08-OCT-2026
NSE VIDE ITS CIRCULAR DATED 08/10/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
14 01-OCT-2026
History of entity/person MOAT FINANCIAL SERVICES PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

01-OCT-2026
 
15 01-OCT-2026
History of entity/person SHIVMANGAL SECURITIES PVT.LTD. 

(PAN:AAHCS4923J)  
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER

01-OCT-2026
 
16 28-SEP-2026
History of entity/person ANVIL SHARE & STOCK BROKING PVT.LTD.   
  NSE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS STOCK BROKER FROM 23-SEP-2026

28-SEP-2026
NSE VIDE ITS CIRCULAR DATED 28/09/2026 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY STOCK EXCHANGE  
17 22-SEP-2026
History of entity/person CRESSANDA RAILWAY SOLUTIONS LTD. 

(Old Name : CRESSANDA SOLUTIONS LTD.)

(PAN:AAACC1553F)  
  NSE  DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015  SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026

22-SEP-2026
 
18 21-SEP-2026
History of entity/person OSIA HYPER RETAIL LTD.   
  NSE  DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018  SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026

21-SEP-2026
 
19 21-SEP-2026
History of entity/person WARDWIZARD INNOVATIONS & MOBILITY LTD.   
  NSE  DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL VIOLATING REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018  SECURITIES SHIFTED TO Z CATEGORY FROM 05-OCT-2026

21-SEP-2026
 
20 08-SEP-2026
History of entity/person PARKER DERIVATIVES (INDIA) PVT.LTD.   
  NSE  DID NOT ENSURE THAT AUTHORISED PERSON ENGAGED ONLY IN PERMITTED ACTIVITIES AND DID NOT UNDERTAKE ANY BUSINESSES DISALLOWED UNDER BYE-LAWS, RULES AND REGULATIONS OF SEBI/EXCHANGE

DID NOT CONDUCT PHYSICAL INSPECTION OF AUTHORISED PERSONS AS WELL AS BRANCH OFFICE

DID NOT INSPECT REQUISITE INSPECTIONS OF AUTHORISED PERSONS AND MUMBAI BRANCH AS PER PRESCRIBED PARAMETERS

DID NOT MAINTAIN AND PRESERVE ALL RECORDS OF TRANSACTIONS PRESCRIBED UNDER RULE 3 OF (PML) ACT, 2002

DID NOT MAINTAIN PROPER AND/OR COMPLETE CLIENT REGISTRATION FORMS

DID NOT OBTAIN CONSENT OF CLIENTS FOR SENDING ELECTRONIC CONTRACT NOTES (ECN) 
IMPOSED PENALTY RS.1,50,000

WARNED & ADVISED TO COMPLY WITH APPLICABLE SECURITIES LAWS

08-SEP-2026
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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