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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 02-APR-2026
History of entity/person 4A SECURITIES LTD. 

(PAN:AACCD8482C)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-APR-2026

02-APR-2026 		 
2 25-MAR-2026
History of entity/person TRDEZ INVESTMENT PVT.LTD. 

(PAN:AAJCT5451G)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

25-MAR-2026 		 
3 22-SEP-2025
History of entity/person ARTHA VRDDHI SECURITIES LTD. 

(Old Name : TRANSPARENT SHARES & SECURITIES PVT.LTD.)

(PAN:AACCT1746K)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-SEP-2025

22-SEP-2025 		 
4 22-SEP-2025
History of entity/person PIRAMAL ENTERPRISES LTD. 

(PAN:AAACN4538P)  
  NSCCL  NOT AVAILABLE  SUSPENDED FROM TRADING FROM 23-SEP-2025

22-SEP-2025 		 
5 23-MAY-2025
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD. 

(PAN:AAACU4416F)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

23-MAY-2025 		 
6 23-MAY-2025
History of entity/person SIMANDHAR BROKING LTD. 

(CIN:U67120GJ2007PLC050141)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-MAY-2025

23-MAY-2025 		 
7 24-OCT-2024
History of entity/person MAXGROWTH CAPITAL PVT.LTD. 

(PAN:AAGCM2507H)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-OCT-2024

24-OCT-2024 		 
8 31-OCT-2023
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD. 

(PAN:AABCB6329B)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 31-OCT-2023

31-OCT-2023 		 
9 10-AUG-2023
History of entity/person RDQ STOCK BROKING PVT.LTD. 

(PAN:AAKCR0480J)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

10-AUG-2023 		 
10 07-AUG-2023
History of entity/person LFS BROKING PVT.LTD. 

(PAN:AACCL1007D)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

07-AUG-2023 		 
11 16-JUN-2023
History of entity/person INFOTECH PORTFOLIO PVT.LTD. 

(PAN:AAACI2022D)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

16-JUN-2023 		 
12 15-MAR-2023
History of entity/person CONCUNSMART SHARES & STOCK BROKER PVT.LTD. 

(PAN:AAICC5563B)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

15-MAR-2023 		 
13 15-MAR-2023
History of entity/person G.S.V.SECURITIES PVT.LTD. 

(PAN:AACCS8120Q)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

15-MAR-2023 		 
14 24-FEB-2023
History of entity/person SINGLE WINDOW SECURITIES LTD.   
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

24-FEB-2023 		 
15 25-APR-2022
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD. 

(PAN:AAOCS6977K)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 25-APR-2022

25-APR-2022 		 
16 15-FEB-2022
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD. 

(PAN:AACCC6274D)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022

15-FEB-2022 		 
17 28-JAN-2022
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD. 

(PAN:AABCV5458M)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

28-JAN-2022 		NSE VIDE ITS CIRCULAR DATED 28/08/2023 RESTORED THE TRADING RIGHTS OF MEMBER IN ALL SEGMENTS OF THE EXCHANGE WITH EFFECT FROM 29/08/2023  
18 18-OCT-2021
History of entity/person FIRST FUTURES & STOCKS PVT.LTD. 

(PAN:AABCF1127B)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

18-OCT-2021 		 
19 12-OCT-2021
History of entity/person INDOVISION SECURITIES LTD. 

(PAN:AAACI5310G)  
  NSCCL  EXPELLED BY OTHER STOCK EXCHANGE  CEASED TO BE MEMBERSHIP

12-OCT-2021 		 
20 06-SEP-2021
History of entity/person YUVRAJ SECURITIES 

(PAN:AUSPG4180B)  
  NSCCL  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021

06-SEP-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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