S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
14-JUL-2023
PRAMOD KUMAR LODHA
ARIHANT & CO.
NCDEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
2
20-MAR-2023
NAVAL KISHORE AMRITLAL KEDIA
NAVALKISHORE AMRITLAL KEDIA,M/S
NCDEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
3
17-FEB-2023
SUSHIL KUMAR RATANLAL KHOWAL
SUSHILKUMAR RATANLAL KHOWAL,M/S
NCDEX
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
4
27-DEC-2021
GAURAV VASHISTH
GAURAV VASHISTH,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
5
24-DEC-2021
DINESH KUMAR MANTRI
DINESH KUMAR MANTRI,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
6
24-DEC-2021
MONIKA JAIN
MONIKA JAIN,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
7
24-DEC-2021
RAGHAV VIJ
RAGHAV VIJ,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
8
26-AUG-2021
ANAND R.MUNDHRA
ANAND R.MUNDHRA,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
9
26-AUG-2021
ANKIT RATHORE
ANKIT RATHORE,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
10
26-AUG-2021
ARIHANT GOTHI
ARIHANT GOTHI,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
11
26-AUG-2021
ASARAF HARUNBHAI DODHIYA
ASARAF HARUNBHAI DODHIYA,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
12
26-AUG-2021
ASHISH PARBATBHAI CHOCHA
ASHISH PARBATBHAI CHOCHA,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
13
26-AUG-2021
CHANDRABHAI MOTILAL GUPTA
CHANDRABHAI MOTILAL GUPTA,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
14
26-AUG-2021
KAPILKUMAR BHARATBHAI ROKAD
KAPILKUMAR BHARATBHAI ROKAD,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
15
26-AUG-2021
KAUSHAL RASHMIKANT SHAH
KAUSHAL RASHMIKANT SHAH,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
16
26-AUG-2021
NIKHIL AGRAWAL
NIKHIL AGRAWAL,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
26-AUG-2021
PARESH KILACHAND SHAH
PARESH KILACHAND SHAH,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
18
26-AUG-2021
PATEL MALAY SHAILESHBHAI
PATEL MALAY SHAILESHBHAI,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
19
26-AUG-2021
PREETI BHAGWANJI RAWAT
PREETI BHAGWANJI RAWAT,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
20
26-AUG-2021
RAAJ HARISH KAPADIA
RAAJ HARISH KAPADIA,M/S
NCDEX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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