If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
  • Home»
  • Regulatory actions in Chronological Order
Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 08-AUG-2023
History of entity/person FIRST GLOBAL COMMODITIES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-AUG-2023 		 
2 14-JUL-2023
History of entity/person ARIHANT & CO.   
History of entity/person PRAMOD KUMAR LODHA
  		nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

14-JUL-2023 		 
3 05-JUN-2023
History of entity/person SUPERIOR AGRO CROPS PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-JUN-2023 		 
4 02-FEB-2023
History of entity/person ASHLAR SECURITIES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

02-FEB-2023 		 
5 20-JAN-2023
History of entity/person BGSE FINANCIALS LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

20-JAN-2023 		 
6 11-JAN-2023
History of entity/person GEE KAY TRADECOM LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-JAN-2023 		 
7 14-JAN-2022
History of entity/person EAST INDIA COMMODITIES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

14-JAN-2022 		 
8 30-DEC-2021
History of entity/person BMA COMMODITIES PVT.LTD. 

(New Name : BMA COMMODITIES PVT.LTD.)  
  nccl  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-DEC-2021 		 
9 09-DEC-2021
History of entity/person DHWAJA COMMODITY SERVICES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

09-DEC-2021 		 
10 08-NOV-2021
History of entity/person NEW AGE WEALTH MANAGEMENT   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-NOV-2021 		 
11 08-NOV-2021
History of entity/person PADMAKSHI COMMODITIES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-NOV-2021 		 
12 26-AUG-2021
History of entity/person GROVALUE COMMODITY PVT.LTD.   
  nccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE

EXPELLED BY OTHER STOCK EXCHANGE  		DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

26-AUG-2021 		 
13 10-AUG-2021
History of entity/person SHIR COMMODITIES & FUTURES PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-AUG-2021 		 
14 31-JUL-2021
History of entity/person ECONO BROKING PVT.LTD. 

(Old Name : BANSAL FINSTOCK PVT.LTD.)  
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

31-JUL-2021 		 
15 19-JUL-2021
History of entity/person ARCADIA COMMODITIES & TRADING   
  nccl  EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

19-JUL-2021 		 
16 05-JUL-2021
History of entity/person BMA COMMODITIES PVT.LTD. 

(New Name : BMA COMMODITIES PVT.LTD.)  
  nccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

05-JUL-2021 		 
17 30-MAR-2021
History of entity/person KMS STOCK BROKING CO.PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-MAR-2021 		 
18 27-MAR-2021
History of entity/person PRIME COMMODITIES & DERIVATIVES   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

27-MAR-2021 		 
19 23-MAR-2021
History of entity/person GANPATI MULTI COMMODITY BUSINESS (INDIA) PVT.LTD.   
  nccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-MAR-2021 		 
20 23-MAR-2021
History of entity/person WELLINDIA COMMODITIES PVT.LTD.   
  nccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE

EXPELLED BY OTHER STOCK EXCHANGE  		DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-MAR-2021 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Next Last  
Page 1 of 27  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top