S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
23-MAR-2026
AGAST MISHRA
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
2
23-MAR-2026
CHETAN DHAR
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
3
23-MAR-2026
GAURAV SUKHDEVE
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
4
23-MAR-2026
PRASAD KULKARNI
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
5
23-MAR-2026
RAHUL KALOKHE
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
6
23-MAR-2026
SACHIN KHADTARE
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
7
23-MAR-2026
YAYATI MISHRA
TRDEZ INVESTMENT PVT.LTD.
MCX
DECLARED DEFAULTER BY OTHER STOCK EXCHANGE
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
8
10-DEC-2025
DEEPAK THAKUR
ABBOTT WEALTH MANAGEMENT LTD.
MCX
DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
9
10-DEC-2025
PARTHA SARATHI ADDYA
ABBOTT WEALTH MANAGEMENT LTD.
MCX
DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
10
10-DEC-2025
SOMA JHA
ABBOTT WEALTH MANAGEMENT LTD.
MCX
DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
11
10-DEC-2025
UPAL GHOSH
ABBOTT WEALTH MANAGEMENT LTD.
MCX
DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX
DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM
12
21-NOV-2025
AMIT BHAWSINGHKA
AMIT BHAWSINGHKA,M/S
MCX
RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
13
06-MAY-2025
PINTU KUMAR
PINTU KUMAR,M/S
MCX
IN THE PROCESS OF CANCELING AUTHORISED PERSON REGISTRATION
CANCELLED REGISTRATION AS AUTHORISED PERSON
14
21-APR-2025
SHAKTI SINGH GAUR
SHAKTI SINGH GAUR,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
15
18-APR-2025
MUKTA RANI
MUKTA RANI,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
16
16-APR-2025
CHANDRASHEKAR R.
CHANDRASHEKAR R.,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
03-APR-2025
SURENDRA SINGH
SURENDRA SINGH,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
18
31-MAR-2025
KESHAV KUMAR
KESHAV KUMAR,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
19
24-MAR-2025
ASHWINI S.D.
ASHWINI S.D.,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
20
24-MAR-2025
KUNAL BHARDWAJ
KUNAL BHARDWAJ,M/S
MCX
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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