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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 03-OCT-2024
History of entity/person NARESH COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-OCT-2024
 
2 24-SEP-2024
History of entity/person MARKET PULSE SECURITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-SEP-2024
 
3 20-SEP-2024
History of entity/person ADITYA INCORPORATION   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-SEP-2024
 
4 11-SEP-2024
History of entity/person BOHRA COMMODITIES   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

11-SEP-2024
 
5 11-SEP-2024
History of entity/person PRUDENT BROKING SERVICES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

11-SEP-2024
 
6 11-SEP-2024
History of entity/person SHRIRAM INSIGHT SHARE BROKERS LTD. 

(Old Name : INSIGHT SHARE BROKERS PVT.LTD.)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

11-SEP-2024
 
7 02-SEP-2024
History of entity/person SHYAM MULTICOMMODITY   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

02-SEP-2024
 
8 23-AUG-2024
History of entity/person MLB COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

23-AUG-2024
 
9 20-AUG-2024
History of entity/person FORTUNE WEALTH MANAGEMENT CO.INDIA PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-AUG-2024
 
10 20-AUG-2024
History of entity/person GAINN FINTECH PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-AUG-2024
 
11 22-JUL-2024
History of entity/person SRI SHIRDI SECURITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

22-JUL-2024
 
12 18-JUL-2024
History of entity/person AGROY FINANCE & INVESTMENT LTD. 

(Old Name : S.R.ASSOCIATES)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

18-JUL-2024
 
13 08-JUL-2024
History of entity/person SHAHARSH COMMODITY SERVICES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-JUL-2024
MCX VIDE ITS CIRCULAR DATED 19/09/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
14 13-JUN-2024
History of entity/person PROFICIENT COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

13-JUN-2024
 
15 06-MAY-2024
History of entity/person COMMODITY MANDI PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

06-MAY-2024
 
16 12-APR-2024
History of entity/person MNM COMTRADE PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
MCX VIDE ITS CIRCULAR DATED 08/08/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
17 12-APR-2024
History of entity/person MULTIGAIN COMMODITIES SERVICES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
 
18 12-APR-2024
History of entity/person TRADE WINDS COMMODITIES & DERIVATIVES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

12-APR-2024
MCX VIDE ITS CIRCULAR DATED 22/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
19 28-MAR-2024
History of entity/person ABANS COMMODITIES (I) PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-MAR-2024
 
20 28-MAR-2024
History of entity/person KLB COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

28-MAR-2024
MCX VIDE ITS CIRCULAR DATED 08/08/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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