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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 23-DEC-2025
History of entity/person FORT COMTRADE PVT.LTD. 

(PAN:AAACF9562B)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

23-DEC-2025
 
2 10-DEC-2025
History of entity/person ABBOTT WEALTH MANAGEMENT LTD.   
  MCX  DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX  EXPELLED FROM TRADING CUM CLEARING MEMBERSHIP FROM 10-DEC-2025

10-DEC-2025
 
3 10-DEC-2025
History of entity/person ABBOTT WEALTH MANAGEMENT LTD.   
History of entity/person SOMA JHA

History of entity/person PARTHA SARATHI ADDYA

History of entity/person UPAL GHOSH

History of entity/person DEEPAK THAKUR
 
MCX  DID NOT ADHERE TO RULES, BYE-LAWS AND BUSINESS RULES OF MCX  DISQUALIFIED FROM HOLDING OFFICE OF DIRECTOR/PARTNER IN ANY COMPANY/FIRM

10-DEC-2025
 
4 04-DEC-2025
History of entity/person WEALTHSTREET FINANCIAL SERVICES PVT.LTD. 

(Old Name : WEALTHSTREET ADVISORS PVT.LTD.)

(PAN:AABCW9077F)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

04-DEC-2025
 
5 21-NOV-2025
History of entity/person AMIT BHAWSINGHKA,M/S   
History of entity/person AMIT BHAWSINGHKA
 
MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

21-NOV-2025
 
6 21-NOV-2025
History of entity/person KRIPA SECURITIES PVT.LTD. 

(Old Name : KRIPA FINANCE & ESTATES PVT.LTD.)

(PAN:AACCK2399D)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

21-NOV-2025
 
7 11-SEP-2025
History of entity/person DILKHUSH & CO.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

11-SEP-2025
 
8 18-AUG-2025
History of entity/person ZERODHA COMMODITIES PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

18-AUG-2025
 
9 05-AUG-2025
History of entity/person ABIRA SECURITIES LTD. 

(PAN:AAHCA5355L)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-AUG-2025
MCX VIDE ITS CIRCULAR DATED 15/12/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
10 05-AUG-2025
History of entity/person AGARWAL TRADERS   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-AUG-2025
 
11 23-JUN-2025
History of entity/person SRV COMMODITIES PVT.LTD.   
  MCX  STRUCK-OFF BY MINISTRY OF CORPORATE AFFAIRS DUE TO NON-COMPLIANCE  CEASED TO BE MEMBERS OF STOCK EXCHANGE

23-JUN-2025
 
12 06-MAY-2025
History of entity/person PINTU KUMAR,M/S   
History of entity/person PINTU KUMAR
 
MCX  IN THE PROCESS OF CANCELING AUTHORISED PERSON REGISTRATION  CANCELLED REGISTRATION AS AUTHORISED PERSON

06-MAY-2025
 
13 21-APR-2025
History of entity/person SHAKTI SINGH GAUR,M/S   
History of entity/person SHAKTI SINGH GAUR
 
MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

21-APR-2025
 
14 18-APR-2025
History of entity/person MUKTA RANI,M/S   
History of entity/person MUKTA RANI
 
MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

18-APR-2025
 
15 16-APR-2025
History of entity/person CHANDRASHEKAR R.,M/S   
History of entity/person CHANDRASHEKAR R.
 
MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

16-APR-2025
 
16 15-APR-2025
History of entity/person ROSY BLUE COMTRADE PVT.LTD.   
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

15-APR-2025
 
17 03-APR-2025
History of entity/person SURENDRA SINGH,M/S   
History of entity/person SURENDRA SINGH
 
MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

03-APR-2025
 
18 31-MAR-2025
History of entity/person KESHAV KUMAR,M/S   
History of entity/person KESHAV KUMAR
 
MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

31-MAR-2025
 
19 28-MAR-2025
History of entity/person CACHE INVESTMENTS LLP   
  MCX  NO LONGER AFFILIATED AS AUTHORISED PERSON  CANCELLED REGISTRATION AS AUTHORISED PERSON

28-MAR-2025
 
20 27-MAR-2025
History of entity/person EXCLUSIVE SECURITIES LTD. 

(PAN:AAACE4332L)  
  MCX  RESIGNED AND/OR SURRENDERED TRADING-CUM CLEARING MEMBERSHIP  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

27-MAR-2025
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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