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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 06-SEP-2013
History of entity/person   ANANT GUPTA 
History of entity/person MEENAKSHI BROKING SERVICES PVT.LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
2 06-SEP-2013
History of entity/person   MEENAKSHI GUPTA 
History of entity/person MEENAKSHI BROKING SERVICES PVT.LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
3 06-SEP-2013
History of entity/person   PREMRAJ BHANDARI 
History of entity/person NAKODA SHARES & STOCKS LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
4 06-SEP-2013
History of entity/person   RAVINDRA MEHTA 
History of entity/person NAKODA SHARES & STOCKS LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
5 06-SEP-2013
History of entity/person   SOVAN KUMAR ROY 
History of entity/person SKR SECURITIES
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
6 06-SEP-2013
History of entity/person   SUREKHA V.MASHRUWALA 
History of entity/person S.MASHRUWALA & CO.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
7 25-MAY-2013
History of entity/person   ARTI GUPTA 
History of entity/person NETWORK STOCKVEST PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
8 25-MAY-2013
History of entity/person   BALLABH DAS CHANDAK 
History of entity/person BALLABH DAS CHANDAK,M/S
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
9 25-MAY-2013
History of entity/person   GOPAL GHOSH 
History of entity/person DIVYAM SHARES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
10 25-MAY-2013
History of entity/person   GOPAL GHOSH 
History of entity/person BKG STOCK & SHARE BROKING SERVICES PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
11 25-MAY-2013
History of entity/person   JUHEE BAJAJ 
History of entity/person TIDA GELA SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
12 25-MAY-2013
History of entity/person   JYOTHI P.MEGHJI 
History of entity/person SUNIDHI TRADERS
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
13 25-MAY-2013
History of entity/person   JYOTI KEJRIWAL 
History of entity/person SHREE SHYAM STOCK BROKING PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
14 25-MAY-2013
History of entity/person   MANOJ KUMAR GANGWAL 
History of entity/person SANMATI SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
15 25-MAY-2013
History of entity/person   MRINAL KANTI SAHAH 
History of entity/person BKG STOCK & SHARE BROKING SERVICES PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
16 25-MAY-2013
History of entity/person   NIRAJ CHANDHARIYAVI 
History of entity/person BARKHA INVESTMENT
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
17 25-MAY-2013
History of entity/person   PRADIPTA PRANAB CHATTERJEE 
History of entity/person MEGA MILLENNIUM INVESTMENT PVT.LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
18 25-MAY-2013
History of entity/person   RAJENDRA NATHA GUPTA 
History of entity/person DIVYAM SHARES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
19 25-MAY-2013
History of entity/person   RAM KRIPAL TULSYAN 
History of entity/person UTKRISTH SHARE & STOCK BROKERS LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
20 25-MAY-2013
History of entity/person   RITESH RAMKRIPAL TULSYAN 
History of entity/person UTKRISTH SHARE & STOCK BROKERS LTD.
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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