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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 12-MAR-2024
History of entity/person   KAILAS G.BAGRI 
History of entity/person G.D.BAGRI,M/S
  		ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024 		 
2 12-MAR-2024
History of entity/person   MAHESH KUMAR GUPTA DINESH 
History of entity/person RAMESHWARAM CAPITAL MARKET
  		ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024 		 
3 05-MAR-2024
History of entity/person   BIPIN M.SAVLA 
History of entity/person STOCK PLUS FINANCIAL SERVICES
  		ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024 		 
4 09-MAY-2017
History of entity/person   MOUSUMI DEB ROY 
History of entity/person MOUSUMI DEB ROY,M/S
  		ICCL  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

09-MAY-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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