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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.
DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 12-MAR-2024
History of entity/person G.D.BAGRI,M/S   
History of entity/person KAILAS G.BAGRI
 
ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
 
2 12-MAR-2024
History of entity/person RAMESHWARAM CAPITAL MARKET   
History of entity/person MAHESH KUMAR GUPTA DINESH
 
ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
 
3 12-MAR-2024
History of entity/person SUMEDHA FISCAL SERVICES LTD.   
  ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

12-MAR-2024
 
4 05-MAR-2024
History of entity/person ASTUTE INVESTMENT MANAGEMENT PVT.LTD.   
  ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
 
5 05-MAR-2024
History of entity/person K.M.GLOBAL FINANCIAL SERVICES PVT.LTD.   
  ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
 
6 05-MAR-2024
History of entity/person ORION STOCKS LTD.   
  ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
 
7 05-MAR-2024
History of entity/person PAN SECURITIES LTD.   
  ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
 
8 05-MAR-2024
History of entity/person STOCK PLUS FINANCIAL SERVICES   
History of entity/person BIPIN M.SAVLA
 
ICCL  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-MAR-2024
 
9 15-MAR-2023
History of entity/person G.S.V.SECURITIES PVT.LTD.   
  ICCL  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

15-MAR-2023
 
10 30-DEC-2022
History of entity/person SHARES BAZAAR PVT.LTD.   
  ICCL  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

30-DEC-2022
 
11 23-AUG-2022
History of entity/person STAMPEDE CAPITAL LTD. 

(New Name : GACM TECHNOLOGIES LTD.)

(Old Name : BRILLIANT SECURITIES LTD.)  
  ICCL  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

23-AUG-2022
 
12 24-APR-2022
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

24-APR-2022
 
13 15-FEB-2022
History of entity/person C.M.GOENKA STOCK BROKERS PVT.LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

15-FEB-2022
 
14 28-JAN-2022
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

28-JAN-2022
 
15 12-OCT-2021
History of entity/person INDOVISION SECURITIES LTD.   
  ICCL  NOT AVAILABLE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

12-OCT-2021
 
16 14-JUL-2021
History of entity/person DESTINY SECURITIES LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

14-JUL-2021
 
17 04-JUL-2021
History of entity/person ARCADIA SHARE & STOCK BROKERS PVT.LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

04-JUL-2021
 
18 25-MAR-2021
History of entity/person BEZEL STOCKBROKERS PVT.LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

25-MAR-2021
 
19 22-JAN-2021
History of entity/person ACTION FINANCIAL SERVICES (INDIA) LTD. 

(Old Name : MILAN R.PAREKH)  
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

22-JAN-2021
 
20 16-DEC-2020
History of entity/person SUMPOORNA PORTFOLIO LTD.   
  ICCL  NOT AVAILABLE  DECLARED DEFAULTER BY STOCK EXCHANGE

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

16-DEC-2020
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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