S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
26-MAR-2025
PRAKASH CHANDRA JOSHI
PRAKASH CHANDRA JOSHI,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
2
17-MAR-2025
SUNITA GUPTA
RSG SHARE BROKER
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
3
18-FEB-2025
HEMANT HIRALAL KOTHARI
HEMANT HIRALAL KOTHARI,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 18/02/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
4
27-NOV-2024
ANJU URMIL DESAI
ANJU URMIL DESAI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
5
27-NOV-2024
BALJEET SINGH MATHARU
BALJEET SINGH MATHARU,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
6
27-NOV-2024
BEMBADE PRATIBHA SHASHIKANT
BEMBADE PRATIBHA SHASHIKANT,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS REMISIER
7
27-NOV-2024
BHIM DHANIK
BHIM DHANIK,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
8
27-NOV-2024
BHUMI NILESH WAGHELA
BHUMI NILESH WAGHELA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
9
27-NOV-2024
CHIRAYUSH JANAK BAKSHI
CHIRAYUSH JANAK BAKSHI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS REMISIER
10
27-NOV-2024
DARSHNA K.PAREKH
DARSHNA K.PAREKH,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
11
27-NOV-2024
DAYA KAMLESH HUKERIKAR
DAYA KAMLESH HUKERIKAR,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
12
27-NOV-2024
DEVENDRA G.MALU
MALU FINCAP
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
13
27-NOV-2024
DIVYA SHARMA
DIVYA SHARMA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
14
27-NOV-2024
DRASHTI C.DANI
DRASHTI C.DANI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
15
27-NOV-2024
JIDNYA YUVRAJ SARODE
JIDNYA YUVRAJ SARODE,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS REMISIER
16
27-NOV-2024
JUHI SUBHASH TRIPATHI
JUHI SUBHASH TRIPATHI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
17
27-NOV-2024
KHUSHBU N.SINGH
KHUSHBU N.SINGH,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS REMISIER
18
27-NOV-2024
LEENA KUMARI
LEENA KUMARI,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
19
27-NOV-2024
MEHREEN IMRAN SHAIKH
MEHREEN IMRAN SHAIKH,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
20
27-NOV-2024
MUKUNDA BABAN GORDE
MUKUNDA BABAN GORDE,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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