S.
DATE OF ORDER
PERSON
ENTITY
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
1
23-OCT-2024
AGAM ABROL
AGAM ABROL,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
2
23-OCT-2024
AJIT RAKHEJA
AJIT RAKHEJA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
3
23-OCT-2024
HARSH JAIN
HARSH JAIN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
4
23-OCT-2024
MANOJ BHALLA
MANOJ BHALLA,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
5
23-OCT-2024
NAVDEEP KAPOOR
NAVDEEP KAPOOR,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
6
23-OCT-2024
SAPANA SINGH
SAPANA SINGH,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
7
23-OCT-2024
SHAMITA JAIN
SHAMITA JAIN,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
8
23-OCT-2024
SWATI SANDEEP FUNDE
SWATI SANDEEP FUNDE,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
9
23-OCT-2024
VISHAL
VISHAL,M/S
BSE
NO LONGER AFFILIATED AS AUTHORISED PERSON
CANCELLED REGISTRATION AS AUTHORISED PERSON
10
16-OCT-2024
SATYANARAYAN NANGALIA
SATYANARAYAN NANGALIA,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
11
01-OCT-2024
RUPA ANIL DALAL
LALLUBHAI NAGARDAS & SONS
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
12
06-MAY-2024
SANKET BIPINKUMAR GANDHI
RIDDHI SIDDHI ENTERPRISES
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 06/05/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
13
16-APR-2024
RAJ KUMAR AGARWAL
N.D.SHARES & SECURITIES
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 08/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
14
16-APR-2024
RAJ KUMAR SINGH
R.K.SINGH & CO.
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
15
02-APR-2024
RAJESH PURSHOTTAM RUIA
RAJESH PURSHOTTAM RUIA,M/S
BSE
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED STOCK BROKER MEMBERSHIP
BSE VIDE ITS NOTICE DATED 02/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
16
26-MAR-2024
BHAGWAN SAHAI KHANDELWAL
BHAGWAN SAHAI KHANDELWAL,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
17
26-MAR-2024
BHARAT BHAGWANDAS LAKHANI
BHARAT BHAGWANDAS LAKHANI,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
18
26-MAR-2024
CHANDRAKANT MAGANLAL PAREKH
CHANDRAKANT MAGANLAL PAREKH,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
19
26-MAR-2024
DEBABRATA BISWAS
DEBABRATA BISWAS,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
20
26-MAR-2024
DHAVAL VISHNUBHAI BAROT
DHAVAL VISHNUBHAI BAROT,M/S
BSE
NOT AVAILABLE
TRADING RIGHTS WITHDRAWN
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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