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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 30-SEP-2024
History of entity/person   AMARLAL PRAKASHCHAND RAMANI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-SEP-2024

30-SEP-2024 		 
2 31-AUG-2024
History of entity/person   HIMANI CHOWDHARY 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2024 TO 28-FEB-2025

31-AUG-2024 		 
3 31-AUG-2024
History of entity/person   SHARAT CHANDRA SHARMA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-AUG-2024 TO 04-FEB-2025

31-AUG-2024 		 
4 30-JUN-2024
History of entity/person   AGASTI GIRISH DABKE 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2024 TO 23-DEC-2024

30-JUN-2024 		NOT APPEARING IN THE LIST DATED 30-SEP-2024  
5 30-JUN-2024
History of entity/person   PARESH C.THAKKAR 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024 TO 29-APR-2027

30-JUN-2024 		 
6 30-JUN-2024
History of entity/person   RAVINDRA BALU BHARTI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024

30-JUN-2024 		 
7 30-JUN-2024
History of entity/person   RONAKI DHILLESWARA RAO 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-JUN-2024

30-JUN-2024 		 
8 30-APR-2024
History of entity/person   NAGAM SUDHA NANDANA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-APR-2024 TO 31-OCT-2024

30-APR-2024 		NOT APPEARING IN THE LIST DATED 31-OCT-2024  
9 31-OCT-2023
History of entity/person   INDUMATHI K. 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-OCT-2023

31-OCT-2023 		 
10 31-AUG-2023
History of entity/person   MAHAVIR PRASAD MUNDRA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2023 TO 16-JUL-2025

31-AUG-2023 		 
11 31-JUL-2023
History of entity/person   AMBADAS YEMUL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
12 31-JUL-2023
History of entity/person   FARUK ALI REJA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 01-AUG-2023

31-JUL-2023 		 
13 31-JUL-2023
History of entity/person   LAXMAN MEHTA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
14 31-JUL-2023
History of entity/person   SAJJAN KUMAR NANWAL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 29-MAY-2026

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-MAY-2024  
15 31-JUL-2023
History of entity/person   SOURABH YADAV 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 07-FEB-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
16 31-JUL-2023
History of entity/person   SUMIT WADHWA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023

31-JUL-2023 		 
17 30-JUN-2023
History of entity/person   PERUMAL KARTHIGAYAN 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023 TO 02-JAN-2024

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
18 30-JUN-2023
History of entity/person   SARIKA KISHORE GAGARE 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 03-JUL-2023 TO 02-JUL-2024

30-JUN-2023 		NOT APPEARING IN THE LIST DATED 31-JANUARY-2024  
19 30-APR-2023
History of entity/person   AMLENDU RANJAN 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-APR-2023

30-APR-2023 		 
20 30-APR-2023
History of entity/person   RAKESH SINHA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 25-APR-2023

30-APR-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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