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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 30-APR-2025
History of entity/person   REENU CHOUDHARY 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-APR-2025

30-APR-2025 		 
2 31-JAN-2025
History of entity/person   JEETENDRA MOHAN SHARMA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2025

31-JAN-2025 		 
3 31-JAN-2025
History of entity/person   PRASANTA KUMAR MANDAL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 15-JAN-2025 TO 14-JAN-2027

31-JAN-2025 		 
4 31-JAN-2025
History of entity/person   SARITA SEMWAL 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 04-FEB-2025

31-JAN-2025 		 
5 31-DEC-2024
History of entity/person   NEERAJ KUMAR BATRA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 06-JAN-2025

31-DEC-2024 		 
6 30-SEP-2024
History of entity/person   AMARLAL PRAKASHCHAND RAMANI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 19-SEP-2024

30-SEP-2024 		NOT APPEARING IN THE LIST DATED 31-DEC-2024  
7 31-AUG-2024
History of entity/person   HIMANI CHOWDHARY 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2024 TO 28-FEB-2025

31-AUG-2024 		NOT APPEARING IN THE LIST DATED 30-APRIL-2025  
8 31-AUG-2024
History of entity/person   SHARAT CHANDRA SHARMA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-AUG-2024 TO 04-FEB-2025

31-AUG-2024 		NOT APPEARING IN THE LIST DATED 28-FEB-2025  
9 30-JUN-2024
History of entity/person   AGASTI GIRISH DABKE 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 24-JUN-2024 TO 23-DEC-2024

30-JUN-2024 		NOT APPEARING IN THE LIST DATED 30-SEP-2024  
10 30-JUN-2024
History of entity/person   PARESH C.THAKKAR 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024 TO 29-APR-2027

30-JUN-2024 		 
11 30-JUN-2024
History of entity/person   RAVINDRA BALU BHARTI 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 12-JUN-2024

30-JUN-2024 		 
12 30-JUN-2024
History of entity/person   RONAKI DHILLESWARA RAO 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 14-JUN-2024

30-JUN-2024 		 
13 30-APR-2024
History of entity/person   NAGAM SUDHA NANDANA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 05-APR-2024 TO 31-OCT-2024

30-APR-2024 		NOT APPEARING IN THE LIST DATED 31-OCT-2024  
14 31-OCT-2023
History of entity/person   INDUMATHI K. 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 26-OCT-2023

31-OCT-2023 		 
15 31-AUG-2023
History of entity/person   MAHAVIR PRASAD MUNDRA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 29-AUG-2023 TO 16-JUL-2025

31-AUG-2023 		 
16 31-JUL-2023
History of entity/person   AMBADAS YEMUL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
17 31-JUL-2023
History of entity/person   FARUK ALI REJA 
  AMFI  NOT AVAILABLE  TERMINATED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 01-AUG-2023

31-JUL-2023 		 
18 31-JUL-2023
History of entity/person   LAXMAN MEHTA 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 10-JUL-2024

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
19 31-JUL-2023
History of entity/person   SAJJAN KUMAR NANWAL 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 11-JUL-2023 TO 29-MAY-2026

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-MAY-2024  
20 31-JUL-2023
History of entity/person   SOURABH YADAV 
  AMFI  NOT AVAILABLE  SUSPENDED FROM UNDERTAKING MUTUAL FUND BUSINESS FROM 07-FEB-2023

31-JUL-2023 		NOT APPEARING IN THE LIST DATED 31-JUL-2024  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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