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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 18-AUG-2015
History of entity/person ARIHANT & CO.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
2 18-AUG-2015
History of entity/person DHANVEE COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
3 18-AUG-2015
History of entity/person GIRRAJ MULTI COMMODITY   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
4 18-AUG-2015
History of entity/person GOGIA COMMODITY TRADING PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
5 18-AUG-2015
History of entity/person HORIZON COMMODITIES DEALER PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
6 18-AUG-2015
History of entity/person I VENTURES INVESTMENT MANAGERS LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
7 18-AUG-2015
History of entity/person JANKI COMMODITIES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
8 18-AUG-2015
History of entity/person KMS FINCOM   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
9 18-AUG-2015
History of entity/person NOKHA COMMODITY SERVICES   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
10 18-AUG-2015
History of entity/person RELIANCE COMMODITIES LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
11 18-AUG-2015
History of entity/person SHARE INDIA COMMODITY BROKERS PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
12 18-AUG-2015
History of entity/person VIDYUTBHAI RAMESHCHANDRA SHAH,M/S   
History of entity/person VIDYUTBHAI RAMESHCHANDRA SHAH
  		ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-AUG-2015 		 
13 18-MAY-2015
History of entity/person GOVINDBHAI KARAMSIBHAI THAKKAR,M/S   
History of entity/person GOVINDBHAI KARAMSIBHAI THAKKAR
  		ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-MAY-2015 		 
14 18-MAY-2015
History of entity/person MOHAK COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-MAY-2015 		 
15 18-MAY-2015
History of entity/person PRAKASH BADARMAL SHAH,M/S   
History of entity/person PRAKASH BADARMAL SHAH
  		ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-MAY-2015 		 
16 18-MAY-2015
History of entity/person SHREE GOVIND TRADING CO.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-MAY-2015 		 
17 11-MAY-2015
History of entity/person VITTHALDAS MANJIBHAI SONI,M/S   
History of entity/person VITTHALDAS MANJIBHAI SONI
  		ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-MAY-2015 		 
18 30-APR-2015
History of entity/person APARNA INVESTMENTS   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-APR-2015 		 
19 30-APR-2015
History of entity/person PINNACLE COMMODITIES PVT.LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-APR-2015 		 
20 30-APR-2015
History of entity/person SUN COMMODITY & DERIVATIVES LTD.   
  ACE  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO THE EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-APR-2015 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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