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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
121 19-FEB-2019
History of entity/person ALICE BLUE COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

19-FEB-2019 		 
122 07-FEB-2019
History of entity/person YUG COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-FEB-2019 		 
123 30-JAN-2019
History of entity/person NOKHA COMMODITY SERVICES   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

30-JAN-2019 		 
124 17-JAN-2019
History of entity/person LUDHIANA COMMODITIES TRADING SERVICES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

17-JAN-2019 		 
125 15-JAN-2019
History of entity/person DB (INTERNATIONAL) STOCK BROKERS LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

15-JAN-2019 		 
126 04-JAN-2019
History of entity/person J.B.MULTI COMMODITY   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-JAN-2019 		 
127 31-DEC-2018
History of entity/person GAUTAM LABDHI COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

31-DEC-2018 		 
128 07-DEC-2018
History of entity/person JAI SIYARAM COMMODITY TRADING PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-DEC-2018 		 
129 07-DEC-2018
History of entity/person PADMAKSHI COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-DEC-2018 		 
130 07-DEC-2018
History of entity/person RUDRA SHARES & STOCK BROKERS LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-DEC-2018 		 
131 05-DEC-2018
History of entity/person NORTEL VINCOM PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-DEC-2018 		 
132 05-DEC-2018
History of entity/person SHRI SUMATI OIL INDUSTRIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

05-DEC-2018 		 
133 02-NOV-2018
History of entity/person SURESH RATHI COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

02-NOV-2018 		 
134 31-OCT-2018
History of entity/person MOTISONS COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

31-OCT-2018 		 
135 26-OCT-2018
History of entity/person CELEBRUS COMMODIITES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-OCT-2018 		 
136 24-OCT-2018
History of entity/person PARSHWANATH COMMODITY PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-OCT-2018 		 
137 23-OCT-2018
History of entity/person NAI NATH COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-OCT-2018 		 
138 28-SEP-2018
History of entity/person SHIVMANGAL COMMODITY TRADERS PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

28-SEP-2018 		 
139 11-SEP-2018
History of entity/person DYNAMIC COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-SEP-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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