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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
81 08-DEC-2009
History of entity/person   SHILPA DEEPAK SALVA 
History of entity/person GAYATRI ENTERPRISES (INDIA) PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
82 08-DEC-2009
History of entity/person   SHREEJA KEYAL 
History of entity/person BEST VISION INVESTS
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
83 08-DEC-2009
History of entity/person   SOURABH SHARDA 
History of entity/person HARRINGTON VYAPAAR PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
84 08-DEC-2009
History of entity/person   SURESH MEHRA 
History of entity/person SHIVA SHAKTI SECURITIES
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
85 08-DEC-2009
History of entity/person   VIKAS GANDHI 
History of entity/person SHANTI CREDIT & HOLDINGS PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
86 08-DEC-2009
History of entity/person   VISHAL AGARWAL 
History of entity/person ARYA SECURITIES PVT.LTD.
  		ISE  DID NOT PAY DUES PAYABLE TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
87 07-DEC-2006
History of entity/person   A.S.CHOUDHARY 
History of entity/person GAUTAM INVESTMENT & CO.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
88 07-DEC-2006
History of entity/person   ASHOK J.RAMSINGHANI 
History of entity/person MEDITERRANIAN INVESTMENTS PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
89 07-DEC-2006
History of entity/person   ASHOK KUMAR R.AGRAWAL 
History of entity/person ASMITA BROKING (INDIA) PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
90 07-DEC-2006
History of entity/person   BAKUL B.GHIYA 
History of entity/person BAKUL B.GHIYA,M/S
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
91 07-DEC-2006
History of entity/person   CHANDU PATEL 
History of entity/person J.M.HOLDINGS PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
92 07-DEC-2006
History of entity/person   GAGAN SONTHALIA 
History of entity/person GREEN MERCHANTS PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
93 07-DEC-2006
History of entity/person   KUMAR PRATAP ASHAR 
History of entity/person ASHARS HOLDING PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
94 07-DEC-2006
History of entity/person   MANISH PRATAP ASHAR 
History of entity/person ASHARS HOLDING PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
95 07-DEC-2006
History of entity/person   N.K.GUPTA 
History of entity/person N.K.GUPTA & CO.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
96 07-DEC-2006
History of entity/person   P.RAYKUMAR 
History of entity/person GAYATRI SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
97 07-DEC-2006
History of entity/person   RAHUL LAXMICHAND DEDHIA 
History of entity/person SHUBHAM SHARES BROKING
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
98 07-DEC-2006
History of entity/person   RAKESH PATEL 
History of entity/person JAY SHARE BROKER
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
99 07-DEC-2006
History of entity/person   RAVINDER SINGH LAMBA 
History of entity/person SIM SECURITIES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
100 07-DEC-2006
History of entity/person   SAPNA ASHOK AGRAWAL 
History of entity/person ASMITA BROKING (INDIA) PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

07-DEC-2006 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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