S.
DATE OF ORDER
ENTITY
PERSON
COMPETENT AUTHORITY
REGULATORY CHARGES
REGULATORY ACTION(S) / DATE OF ORDER
FURTHER DEVELOPMENTS
781
05-MAR-2018
CAREGROWTH BROKING PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
782
05-MAR-2018
GSB CURRENCY & STOCKS TRADING PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
783
05-MAR-2018
SUPERSEAL SECURITIES PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
784
27-FEB-2018
SONAL SHARE & STOCK BROKERS PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
785
12-FEB-2018
DREAMS BROKING PVT.LTD.
MSEI
DECLARED DEFAULTER BY STOCK EXCHANGE
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 04-JAN-2016
786
01-FEB-2018
SPISYS LTD.
MSEI
DID NOT ADHERE TO LISTING REGULATIONS, 2015
SUSPENDED FROM TRADING
787
19-DEC-2017
SHAASTRA SECURITIES TRADING PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
788
18-DEC-2017
AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.
MSEI
DECLARED DEFAULTER ON CURRENCY DERIVATIVES SEGMENT BY THE EXCHANGE
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-OCT-2017
789
06-DEC-2017
ANCIENT LEASING FINANCE & INVESTMENT CO.LTD.
MSEI
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
SUSPENDED FROM TRADING FROM 27-NOV-2017
MSEI VIDE ITS CIRCULAR DATED 11/06/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIES BZ) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 14/06/2018 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 13/06/2018)
790
06-DEC-2017
LARK TRADING & FINANCE LTD.
MSEI
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
SUSPENDED FROM TRADING FROM 27-NOV-2017
MSEI VIDE ITS CIRCULAR DATED 06/01/2021 REVOKED THE SUSPENSION IN TRADING OF SECURITIES W.E.F.14/01/2021
MSEI VIDE ITS CIRCULAR DATED 11/06/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIES BZ) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 14/06/2018 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 13/06/2018)
791
10-AUG-2017
KCL LTD.
MSEI
DID NOT ADHERE TO LISTING REGULATIONS, 2015
SUSPENDED FROM TRADING
MSEI VIDE ITS CIRCULAR DATED 06/01/2021 REVOKED THE SUSPENSION IN TRADING OF SECURITIES W.E.F.14/01/2021
792
10-AUG-2017
SAB ELECTRONICS DEVICES LTD.
MSEI
DID NOT ADHERE TO LISTING REGULATIONS, 2015
SUSPENDED FROM TRADING
793
10-MAR-2017
SPFL SECURITIES LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
794
05-JAN-2017
VAMA GEMS PVT.LTD.
MSEI
DID NOT PAY LEDGER BALANCE
CLAIM ADMITTED
795
03-JAN-2017
COMMITMENT PORTFOLIO PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
796
27-DEC-2016
KUMAR FOOD INDUSTRIES LTD.
MSEI
DID NOT ADHERE TO LISTING REGULATIONS, 2015
SUSPENDED FROM TRADING
797
03-NOV-2016
BLB LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
798
16-JUL-2016
HAPPY BROKERS PVT.LTD.
MSEI
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
CANCELLED REGISTRATION AS TRADING MEMBERSHIP
799
30-MAY-2016
KARVY STOCK BROKING LTD.
MSEI
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
CLAIM ADMITTED
800
22-MAY-2016
CAMELLIA SECURITIES LTD.
MSEI
DID NOT CO-OPERATE WITH INSPECTION AUTHORITIES
SUSPENDED FROM MEMBERSHIP FROM 22-MAY-2016
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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