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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61 08-NOV-2023
History of entity/person   DHARMESH HASMUKH DOSHI 
History of entity/person TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
  		SFIO  VIOLATED SECTION 295 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
62 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
63 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
64 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 415, 420 READ WITH 34 OF IPC, 1860  CONVICTED BY SFIO

08-NOV-2023 		 
65 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
66 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
67 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 49 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
68 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
69 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 220 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
70 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 372A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
71 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 383A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
72 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
73 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 295 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
74 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 198, 309, 269 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
75 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
76 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
77 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 621 READ WITH 217(3) OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
78 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 220 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
79 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTION 159 READ WITH 162 OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
80 08-NOV-2023
History of entity/person   DHIREN K.BHATIA 
History of entity/person TRIUMPH SECURITIES LTD.
  		SFIO  VIOLATED SECTIONS 297 READ WITH 629A OF COMPANIES ACT, 1956  CONVICTED BY SFIO

08-NOV-2023 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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