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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61 24-NOV-2020
History of entity/person BP COMTRADE PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

24-NOV-2020 		 
62 24-NOV-2020
History of entity/person KARVY STOCK BROKING LTD.   
  mcxccl  DECLARED DEFAULTER BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

24-NOV-2020 		 
63 10-OCT-2020
History of entity/person ARIHANT FUTURES & COMMODITIES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
64 10-OCT-2020
History of entity/person B N RATHI COMTRADE PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
65 10-OCT-2020
History of entity/person BABA BHOOTHNATH COMMODEAL PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
66 10-OCT-2020
History of entity/person EUREKA COMMODITY BROKERAGE PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
67 10-OCT-2020
History of entity/person GYANDEEP STOCKS PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
68 10-OCT-2020
History of entity/person INDIANIVESH SHARES & SECURITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
69 10-OCT-2020
History of entity/person INDO THAI COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
70 10-OCT-2020
History of entity/person JAINAM COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
71 10-OCT-2020
History of entity/person KOTAK COMMODITY SERVICES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
72 10-OCT-2020
History of entity/person LKP SECURITIES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
73 10-OCT-2020
History of entity/person MASTER COMMODITY SERVICES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
74 10-OCT-2020
History of entity/person PINNACLE BROCOM PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
75 10-OCT-2020
History of entity/person SHRESTH COMMODITIES & FINANCIAL SERVICES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
76 10-OCT-2020
History of entity/person STEEL CITY COMMODITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
77 10-OCT-2020
History of entity/person VENTURA COMMODITIES LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

10-OCT-2020 		 
78 08-OCT-2020
History of entity/person SSD SECURITIES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

08-OCT-2020 		 
79 11-SEP-2020
History of entity/person JINDAL FUTURES PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-SEP-2020 		 
80 02-JUL-2020
History of entity/person KALYX WAREHOUSING PVT.LTD.   
  mcxccl  RESIGNED AND/OR SURRENDERED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER TO THE EXCHANGE  CANCELLED MEMBERSHIP AS WAREHOUSE SERVICE PROVIDER

02-JUL-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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