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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
761 07-MAY-2018
History of entity/person NAVKAR SHARE & STOCK BROKERS PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

07-MAY-2018 		 
762 18-APR-2018
History of entity/person SHUBH SHARE BROKING PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

18-APR-2018 		 
763 10-APR-2018
History of entity/person BCB BROKERAGE PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

10-APR-2018 		 
764 10-APR-2018
History of entity/person SARAVANA STOCKS PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

10-APR-2018 		 
765 03-APR-2018
History of entity/person CREATIVE GLOBAL STOCK BROKING PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-APR-2018 		 
766 03-APR-2018
History of entity/person INDBANK MERCHANT BANKING SERVICES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-APR-2018 		 
767 03-APR-2018
History of entity/person INDOVISION SECURITIES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-APR-2018 		 
768 03-APR-2018
History of entity/person MNS SECURIITES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

03-APR-2018 		 
769 26-MAR-2018
History of entity/person AMTEK AUTO LTD.   
  MSEI  TRANSFERRED TRADING IN SECURITIES OF THE COMPANY TO BZ SERIES ON PRIMARY STOCK EXCHANGE  SUSPENDED FROM MEMBERSHIP FROM 02-APR-2018

26-MAR-2018 		 
770 26-MAR-2018
History of entity/person JYOTI STRUCTURES LTD.   
  MSEI  TRANSFERRED TRADING IN SECURITIES OF THE COMPANY TO BZ SERIES ON PRIMARY STOCK EXCHANGE  SUSPENDED FROM MEMBERSHIP FROM 02-APR-2018

26-MAR-2018 		MSEI VIDE ITS CIRCULAR DATED 12/05/2023 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.22/05/2023  
771 21-MAR-2018
History of entity/person D S KULKARNI DEVELOPERS LTD.   
  MSEI  TRADING RESTRAINED BY NCLT IN THE SECURITIES OF THE COMPANY  SUSPENDED FROM MEMBERSHIP FROM 21-MAR-2018

21-MAR-2018 		 
772 09-MAR-2018
History of entity/person CLARIS LIFESCIENCES LTD.   
  MSEI  VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009  SUSPENDED FROM MEMBERSHIP FROM 15-MAR-2018

09-MAR-2018 		 
773 09-MAR-2018
History of entity/person MOTILAL OSWAL SECURITIES LTD. 

(New Name : MOTILAL OSWAL FINANCIAL SERVICES LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

09-MAR-2018 		 
774 09-MAR-2018
History of entity/person MOTISONS SHARES PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

09-MAR-2018 		 
775 06-MAR-2018
History of entity/person ADITYA BIRLA MONEY LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

06-MAR-2018 		 
776 06-MAR-2018
History of entity/person CPR CAPITAL SERVICES LTD.   
  MSEI  EXPELLED BY NATIONAL STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-MAR-2018

06-MAR-2018 		 
777 06-MAR-2018
History of entity/person FICUS SECURITIES PVT.LTD.   
  MSEI  DECLARED DEFAULTER BY STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE

06-MAR-2018 		 
778 06-MAR-2018
History of entity/person PROMPT CORPORATE SERVICES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

06-MAR-2018 		 
779 05-MAR-2018
History of entity/person BEZEL STOCKBROKERS PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-MAR-2018 		 
780 05-MAR-2018
History of entity/person BRICS SECURITIES LTD. 

(Old Name : BIRLA SUN LIFE SECURITIES LTD.)

(Old Name : BIRLA MARLIN SECURITIES LTD.)

(Old Name : BIRLA SHARES & SECURITIES LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

05-MAR-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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