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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
641 01-FEB-2019
History of entity/person HEM SECURITIES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

01-FEB-2019 		 
642 24-JAN-2019
History of entity/person HEDGE EQUITIES LTD. 

(Old Name : HEDGE EQUITIES PVT.LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

24-JAN-2019 		 
643 23-JAN-2019
History of entity/person JENSON & NICHOLSON (INDIA) LTD.   
  MSEI  DELISTED EQUITY SHARES FROM PRIMARY STOCK EXCHANGES  SUSPENDED FROM TRADING FROM 13-FEB-2019

23-JAN-2019 		 
644 17-JAN-2019
History of entity/person ARIHANT CAPITAL MARKETS LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-JAN-2019 		 
645 17-JAN-2019
History of entity/person NAKAMICHI SECURITIES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

17-JAN-2019 		 
646 14-JAN-2019
History of entity/person STERLING ESTATES & PROPERTIES LTD.   
  MSEI  DID NOT ADHERE TO LISTING REGULATIONS, 2015

FAILED TO PAY FINES  		SUSPENDED FROM TRADING FROM 05-FEB-2019 TILL COMPLY WITH PROVISION OF LODR REGULATIONS, 2015 INCLUDING PAYMENT OF FINE

DIRECTED DEPOSITORIES TO FREEZE ENTIRE PROMOTER SHAREHOLDING OF STERLING ESTATES & PROPERTIES LTD.

14-JAN-2019 		MSEI VIDE ITS CIRCULAR DATED 14/08/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (SERIEZ “BZ”) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/08/2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 23/08/2019)  
647 08-JAN-2019
History of entity/person SW CAPITAL PVT.LTD. 

(Old Name : SUNTECK WEALTHMAX CAPITAL PVT.LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

08-JAN-2019 		 
648 21-DEC-2018
History of entity/person PRAVIN RATILAL SHARE & STOCK BROKERS LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

21-DEC-2018 		 
649 19-DEC-2018
History of entity/person MASHAAL IMPEX LTD.   
  MSEI  DID NOT ADHERE TO LISTING REGULATIONS, 2015

FAILED TO PAY FINES  		SUSPENDED FROM TRADING FROM 10-JAN-2019

19-DEC-2018 		MSEI VIDE ITS CIRCULAR DATED 23/07/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, TRADING IN SHARES OF NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 29/07/2019 (I.E. W.E.F. CLOSING HOURS OF TRADING ON 26/07/2019)  
650 18-DEC-2018
History of entity/person SUPREME INFRASTRUCTURE INDIA LTD.   
  MSEI  TRANSFERRED TRADING IN SECURITIES OF THE COMPANY TO BZ SERIES ON PRIMARY STOCK EXCHANGE  SUSPENDED FROM TRADING FROM 26-DEC-2018

18-DEC-2018 		MSEI VIDE ITS CIRCULAR DATED 24/12/2018 INFORMED THAT TRADING IN SECURITIES OF THE COMPANY WILL BE RESUMED W.E.F.28/12/2018 ON ACCOUNT OF CANCELLATION OF TRANSFER OF TRADING IN SECURITIES TO BZ SERIES BY PRIMARY STOCK EXCHANGE  
651 07-DEC-2018
History of entity/person ELECTROSTEEL STEELS LTD. 

(Old Name : ELECTROSTEEL INTEGRATED LTD.)  
  MSEI  RESOLUTION PLAN APPROVED PURSUANT TO ORDER OF NCLT  SUSPENDED FROM TRADING FROM 13-DEC-2018

07-DEC-2018 		 
652 04-DEC-2018
History of entity/person ZYLOG SYSTEMS LTD.   
  MSEI  TRANSFERRED TRADING IN SECURITIES OF THE COMPANY TO BZ SERIES ON PRIMARY STOCK EXCHANGE  SUSPENDED FROM TRADING FROM 11-DEC-2018

04-DEC-2018 		 
653 29-NOV-2018
History of entity/person RAGHUNANDAN CAPITAL PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

29-NOV-2018 		 
654 29-NOV-2018
History of entity/person STAR FINVEST PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

29-NOV-2018 		 
655 20-NOV-2018
History of entity/person IIFL SECURITIES LTD. 

(Old Name : INDIA INFOLINE LTD.)

(Old Name : INDIA INFOLINE SECURITIES PVT.LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

20-NOV-2018 		 
656 05-NOV-2018
History of entity/person INDUS FILA LTD.   
  MSEI  DELISTED EQUITY SHARES FROM PRIMARY STOCK EXCHANGES  SUSPENDED FROM TRADING FROM 06-NOV-2018

05-NOV-2018 		MSEI VIDE ITS CIRCULAR DATED 16/02/2024 INFORMED THAT IN CONTINUATION TO ITS CIRCULAR DATED 05/11/2018, TRADING STATUS OF THE EQUITY SHARES WOULD BE REMOVED FROM PERMANENT SUSPENSION UNDER PERMITTED TO TRADE CATEGORY ON THE EXCHANGE W.E.F.19/02/2024 ON ACCOUNT OF MORATORIUM DECLARED VIDE NCLT ORDER DATED 20/02/2018  
657 02-NOV-2018
History of entity/person SURANA INDUSTRIES LTD. 

(Old Name : SURANA METALS & STEELS (INDIA) LTD.)  
  MSEI  LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED  SUSPENDED FROM TRADING FROM 12-NOV-2018

02-NOV-2018 		 
658 30-OCT-2018
History of entity/person AJCON GLOBAL SERVICES LTD. 

(Old Name : AJCON CAPITAL MARKETS LTD.)  
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

30-OCT-2018 		 
659 30-OCT-2018
History of entity/person GLOBAL VISION SECURITIES PVT.LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

30-OCT-2018 		 
660 30-OCT-2018
History of entity/person SHAREWEALTH SECURITIES LTD.   
  MSEI  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED REGISTRATION AS TRADING MEMBERSHIP

30-OCT-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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