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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41 08-DEC-2009
History of entity/person   HIMANSHU SHANTILAL THAKKAR 
History of entity/person HIMANSHU THAKKAR,M/S
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
42 08-DEC-2009
History of entity/person   HITESH GANDHI 
History of entity/person SHANTI CREDIT & HOLDINGS PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
43 08-DEC-2009
History of entity/person   JAI PRAKASH AGARWAL 
History of entity/person JAI PRAKASH AGARWAL,M/S
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
44 08-DEC-2009
History of entity/person   JAYSUKH J.RUDANI 
History of entity/person TRUST CONSULTANCY INC.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
45 08-DEC-2009
History of entity/person   K.BALASUBRAMANIAM 
History of entity/person BALARAM INVESTMENT
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
46 08-DEC-2009
History of entity/person   K.ISHWAR 
History of entity/person SOWMYAM SECURITIES PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
47 08-DEC-2009
History of entity/person   KALPANA LATTA 
History of entity/person ELBEE PORTFOLIO PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
48 08-DEC-2009
History of entity/person   KAPIL CHATURVEDI 
History of entity/person KAPIL CHATURVEDI,M/S
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
49 08-DEC-2009
History of entity/person   KAPIL SANGHI 
History of entity/person INFOBAHN INTERNET SERVICES PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
50 08-DEC-2009
History of entity/person   KISHAN KUMAR KEDIA 
History of entity/person KPM SECURITIES
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
51 08-DEC-2009
History of entity/person   KUSUM NEVATIA 
History of entity/person COMPUWIZ SECURITIES PVT.LTD.
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
52 08-DEC-2009
History of entity/person   LAKHPAT M.BHANDARI 
History of entity/person BHANDARI & ASSOCIATES
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
53 08-DEC-2009
History of entity/person   LAXMICHAND GANJI SAVLA 
History of entity/person GAYATRI ENTERPRISES (INDIA) PVT.LTD.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
54 08-DEC-2009
History of entity/person   M.D.NAZISH SHAMIM 
History of entity/person NOBLE INVESTMENT SERVICES
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
55 08-DEC-2009
History of entity/person   MRINAL CHAKRABORTY 
History of entity/person M.CHAKRABORTY & CO.
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
56 08-DEC-2009
History of entity/person   NEELAM ARORA 
History of entity/person HAS SECURITIES
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
57 08-DEC-2009
History of entity/person   NIKHIL KHAITAN 
History of entity/person CHECKMATE SECURITIES PVT.LTD.
  		ISE  DID NOT PAY DUES PAYABLE TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
58 08-DEC-2009
History of entity/person   NIRAJ MORE 
History of entity/person ARYA SECURITIES PVT.LTD.
  		ISE  DID NOT PAY DUES PAYABLE TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
59 08-DEC-2009
History of entity/person   NIRMALA BANKA 
History of entity/person ENBEE STOCKS
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
60 08-DEC-2009
History of entity/person   NITIN S.THAKUR 
  ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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