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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSON

S.
No.		 DATE OF ORDER PERSON ENTITY COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41 01-JAN-2018
History of entity/person   SATISH KUMAR GUPTA 
  ICAI  FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

01-JAN-2018 		NOT APPEARING IN THE LIST DATED 21-MAY-2020  
42 01-JAN-2018
History of entity/person   SUBODH GUPTA 
  ICAI  FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

01-JAN-2018 		NOT APPEARING IN THE LIST DATED 21-MAY-2020  
43 01-JAN-2018
History of entity/person   SUBODH GUPTA 
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

01-JAN-2018 		NOT APPEARING IN THE LIST DATED 21-MAY-2020  
44 01-JAN-2018
History of entity/person   TALAK DEVJI DEDHIA 
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE SECOND SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 B OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

01-JAN-2018 		NOT APPEARING IN THE LIST DATED 21-MAY-2020  
45 01-JAN-2018
History of entity/person   VINODRAY VITHALDAS 
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

01-JAN-2018 		NOT APPEARING IN THE LIST DATED 21-MAY-2020  
46 15-JUL-2015
History of entity/person   BIPIN CHANDAR PAUL KAKKAR 
(M.No.: 088617)
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
47 15-JUL-2015
History of entity/person   KUL RATAN BHASIN 
(M.No.: 081304)
  ICAI  FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
48 15-JUL-2015
History of entity/person   M.K.SACHDEVA 
(M.No.: 085586)
  ICAI  FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
49 15-JUL-2015
History of entity/person   R.K.VERMA 
(M.No.: 070070)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT BY THE COUNCIL OF THE INSTITUTE UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAME FROM MEMBERSHIP OF THE INSTITUTE FOR RELEVENT/SPECIFIED PERIOD  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
50 15-JUL-2015
History of entity/person   RADHEY SHYAM JAISWAL 
(M.No.: 070495)
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
51 15-JUL-2015
History of entity/person   RAJESH CHADDA 
(M.No.: 092937)
  ICAI  FOUND GUILTY OF PROFESSIONAL SPECIFIED IN SECOND SCHEDULE AND/OR OTHER MISCONDUCT READ WITH SECTIONS 21 & 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) BY THE COUNCIL OF ICAI AND CONSEQUENTLY ORDERED BY THE HIGH COURTS FOR REMOVAL OF NAMES AS MEMBERS FOR RELEVENT/SPECIFIED PERIOD UNDER SECTION 21(6) OF THE CHARTERED ACCOUNTANTS ACT,1949  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
52 15-JUL-2015
History of entity/person   SANJAY MALIK 
(M.No.: 086078)
  ICAI  FOUND GUILTY OF PROFESSIONAL MISCONDUCT SPECIFIED IN THE FIRST SCHEDULE AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED) AND WHOSE NAMES AS MEMBERS HAVE BEEN REMOVED FROM REGISTER OF MEMBERS OF ICAI FOR THE SPECIFIED PERIOD UNDER SUB SECTION (3) OF SECTION 21 A OF THE CHARTERED ACCOUNTANTS ACT,1949 (POST AMENDED)  REMOVAL OF NAME FOR RELEVANT/SPECIFIED PERIOD FROM THE REGISTER OF MEMBERS

15-JUL-2015 		NOT APPEARING IN THE LIST DATED 01-JAN-2018  
53 05-MAY-2010
History of entity/person   A.K.MITRA 
(M.No.: 072079)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
54 05-MAY-2010
History of entity/person   A.P.SINGH 
(M.No.: 051888)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
55 05-MAY-2010
History of entity/person   A.R.DESAI 
(M.No.: 008204)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
56 05-MAY-2010
History of entity/person   ALOK MATHUR 
(M.No.: 082207)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
57 05-MAY-2010
History of entity/person   ANIL SANGHI 
(M.No.: 071981)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
58 05-MAY-2010
History of entity/person   B.K.DHINGRA 
(M.No.: 081523)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
59 05-MAY-2010
History of entity/person   B.K.JHA 
(M.No.: 055274)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
60 05-MAY-2010
History of entity/person   B.K.NOHRIA 
(M.No.: 081459)
  ICAI  FOUND GUILTY OF PROFESSIONAL AND/OR OTHER MISCONDUCT UNDER SECTION 21 READ WITH SECTION 22 OF THE CHARTERED ACCOUNTANTS ACT,1949 (PRE AMENDED) AND WHOSE CASES HAVE BEEN REFERRED TO THE RESPECTIVE HIGH COURTS ALONGWITH THE RECOMMENDATIONS OF THE COUNCIL UNDER SECTION 21(5) OF THE CHARTERED ACCOUNTANTS ACT,1949 FOR CONFIRMATION OF THE VARIOUS HIGH COURTS FOR DISPOSAL  PENDING BEFORE VARIOUS HIGH COURTS FOR DISPOSAL, AS CONFIRMATIONS OF RESPECTIVE RECOMMENDATIONS OF THE COUNCIL ARE YET TO BE DECIDED BY THE CONCERNED COURTS

05-MAY-2010 		NOT APPEARING IN THE LIST DATED 15-JUL-2015  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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