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Regulatory actions in Chronological Order

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.

DATE OF ORDER

ENTITY

PERSON

COMPETENT AUTHORITY

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

37401

02-JUL-2001

NEELGIRI FORESTS LTD.

RAJNESH PRABHA

ROHTAS SAINI

ANAND VARSHNEY

RANBIR SINGH

RADHA SAINI

HARISH PAL SINGH NEGI

PRATAP SINGH VERMA

RAM NIWAS SAINI

BEENA NEGI

ARJUN SINGH

RAJPAL

SUNITA SAINI

RUPESH SAINI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO POLICE AUTHORITIES TO FILE FIR

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

02-JUL-2001

37402

02-JUL-2001

NEPC AGRO FOODS LTD.

SEBI

DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001

02-JUL-2001

SAT: APPEAL DISMISSED

37403

02-JUL-2001

NEPC INDIA LTD.

(Old Name : NEPC-MICON LTD.)

(PAN:AAACN1567E)

SEBI

DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001

02-JUL-2001

SAT: APPEAL DISMISSED

37404

02-JUL-2001

NEPC PAPER & BOARD LTD.

SEBI

DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 01-JUL-2006

02-JUL-2001

SAT: APPEAL DISMISSED AS WITHDRAWN

37405

02-JUL-2001

NEPC TEXTILES LTD.

SEBI

DID NOT ADHERE TO SEBI TAKEOVER REGULATIONS, 1997

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 01-JUL-2006

02-JUL-2001

SAT: APPEAL DISMISSED AS WITHDRAWN

37406

02-JUL-2001

NEW INDIA HORTICULTURE & AGRO LTD.

PREDEEP KUMAR BHUINYA

BIMLESH KUMAR PANDEY

MUKESH KUMAR SINGH

NAWAL KISHORE BHARATI

MANOJ KUMAR DEBEY

MAHENDRA RAM VERMA

NARBADESHWAR GIRI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

ACCUSED MOBILIZED RS.1.6 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF RS.7000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT (SI) FOR 1 MONTH. AWARD OF RS.5,000 TO SEBI. FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI

37407

02-JUL-2001

NEW-WAYS AGRICULTURE LTD.

ANIL KUMAR

MOHD.YAQUB KHAN

GULSHAN KATHURIA

DEEPAK BAKSHI

PREM CHAND GIRI

DHARMENDRA GIRI

LALIT KUMAR

PRADEEP CHAUDHARY

MANOJ KUMAR GIRI

POORAN SINGH

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE

37408

02-JUL-2001

NEXUS FARMS LTD.

VIRENDRA SINGH

MALAYAJ SINHA

SANJAY KUMAR SINHA

ATUL KISHORE GUPTA

KIRAN SINGH

UDIT AVASTHI

LALIT AWASTI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI

02-JUL-2001

THE LD. COURT CONVICTED ALL THE ACCUSED. CONVICT COMPANY IS BURDENED WITH FINE OF RS.6 LACS. FURTHER CONVICTS NOS 2 TO 5 WERE SENTENCED TO RIGOUROUS IMPRISONMENT FOR A PERIOD OF SIX MONTHS WITH A FINE OF RS.4 LACS

37409

02-JUL-2001

NIHAL AGRO FORESTRY LTD.

NIHAL SINGH CHAUHAN

UDHAMANYU SINGH BAIS

GYAN SINGH SISODIA

SATYENDRA SINGH CHAUHAN

ARJUN SINGH BAIS

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

37410

02-JUL-2001

NISARGA FORESTS (I) LTD.

MANOHAR NAGVEKAR

SANJAY KHANVILKARI

SUNDER BHABAL

MACHINDRA WAYKAR

SANDEEP PANDHARE

RAJENDRA KHANVILKAR

BABANRAO KALE

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

37411

02-JUL-2001

NSR PLANTATIONS (INDIA) LTD.

JAY SHANKER SUMAN

BRAHAM DEV PRASAD

ROSHAN KHURANA

RAMACHANDRA SINGH

VISHNU PRAKASH BAJPAI

RAM MILAN DWIVEDI

RADHA KRISHAN KUMAR

SHYAM BADAN SINGH

AJAY KUMAR PANDEY

NARESH KUMAR MISHRA

RAM SWAROOP SINGH GAUR

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

LD. COURT CONVICTED ACCUSED NO.1,2,3,6 AND 9 AND IMPOSED FINE OF RS.25000 EACH HOWEVER, ACCUSED NO.5 AND 7 HAVE BEEN ACQUITTED FROM ALL THE CHARGES. FURTHER, ACCUSED NO. 4, 8 10, 11 AND 13 ARE PO

37412

02-JUL-2001

OAK GARDENS LTD.

A.KRISHNAMURTHY

D.A.ARAVIND

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

02-JUL-2001

37413

02-JUL-2001

OASIS PLANTATION LTD.

O.P.VERMA

JOGAR NATH

G.C.CHOWDHARY

S.P.SHARMA

SURINDER KUMAR VERMA

AZIM KHAN

AJAY SONI

ANURADHA

NAVKIRAN

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

ACCUSED LET OFF AFTER DUE ADMONITION AS COURT FOUND THAT NO PUBLIC MONEY WAS MOBILIZED AND AMOUNTS WERE RECEIVED ONLY FROM DIRECTORS

37414

02-JUL-2001

OHM HITECH FARMS INDIA LTD.

SHYAM SUNDER KESARI

KAMAL KISHOR SHARMA

ASHISH KUMAR GUPTA

ONKAR NATH KESARI

ASHOK KUMAR MEHTA

KUSH KUMAR GUPTA

DEEPAK KUMAR VISHWAKARMA

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

ACCUSED MOBILIZED RS.0.5 LAKH. ALL ACCUSED CONVICTED AND SENTENCED WITH A FINE OF RS.2,500 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR TWO MONTHS

37415

02-JUL-2001

OKARA AGRO INDUSTRIES LTD.

NARINDERJIT SINGH SAHNI

GURVINDER KAUR

INDERJIT SINGH SAHNI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

37416

02-JUL-2001

OKARA LEASING & INVESTMENT LTD.

JAGDEEP SINGH SAHNI

INDERJIT SINGH SAHNI

NARINDERJIT SINGH SAHNI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

37417

02-JUL-2001

ONKARBHUMI FORESTS (I) LTD.

BHUPINDER SINGH

MOHINDER SINGH

HARBANS KAUR

HARBANS SINGH

RAJINDER KAUR

BALJEET SINGH

LAL CHAND

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

02-JUL-2001

ACCUSED MOBILIZED RS.26.2 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE

37418

02-JUL-2001

ORIENTAL GREEN ENVIRONMENT LTD.

KULWANT KAUR

JAGDISH KAUR

NANAK SINGH

JASWANT SINGH

MANJIT KAUR

NIRMAL SINGH

SARJEET SINGH

N.S.SAINI

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

02-JUL-2001

ACCUSED MOBILIZED RS.35.3 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE

37419

02-JUL-2001

P G FORTUNE AGRITECH LTD.

T.UPENDRA REDDY

K.G.KRISHNAM RAJU

K.S.P.N.VARMA

V.V.L.P.GUPTA

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

REQUESTED DCA TO INITIATE WINDING UP OF ENTITY

DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006

REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS

LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT

02-JUL-2001

37420

02-JUL-2001

PACE FOREST INDIA LTD.

SAILESH KUMAR GUPTA

ASHISH GUPTA

INDRA RAINA

RADHA GUPTA

SANJAY KUMAR GUPTA

SEBI

DID NOT APPLY FOR REGISTRATION OF CIS

DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS

ACCUSED MOBILIZED RS.4.40 LAKH. ALL ACCUSED FOUND GUILTY AND SENTENCED TO FINE OF RS.25,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

ENTITY

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