SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 02-JUL-2025

STOCK BROKERS: DIRECTED TO PAY DIVIDEND

S.No.

ENTITY

PERSON

REGULATORY CHARGES

REGULATORY ACTION(S) / DATE OF ORDER

FURTHER DEVELOPMENTS

1

History of entity/person

JAS-ONE SECURITIES PVT.LTD.

DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.1,77,665

DIRECTED TO PAY DIVIDEND

07-JUL-2022

nse vide its arbitration award dated 15/06/2023 dismissed the cross appeal of trading member

2

History of entity/person

JAS-ONE SECURITIES PVT.LTD.

DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.1,33,604

DIRECTED TO PAY DIVIDEND

07-JUL-2022

nse vide its arbitration award dated 07/06/2023 rejected the appeal filed by mr.rajesh chamanlal shah (HUF). no cost

nse vide its arbitration award dated 07/06/2023 partly allowed the appeal by directing trading member to deliver shares as per details in annexure i and pay dividend in annexure ii excluding dividend on securities under contract notes prior to 16/03/2017.no costs

3

History of entity/person

JAS-ONE SECURITIES PVT.LTD.

DID NOT PAY DIVIDEND

DID NOT DELIVER SHARES

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.46,680

DIRECTED TO PAY DIVIDEND

07-JUL-2022

4

History of entity/person

JAS-ONE SECURITIES PVT.LTD.

DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

16-AUG-2023

DIRECTED TO PAY DIVIDEND

5

History of entity/person

KOTAK SECURITIES LTD.

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

CLAIM ADMITTED
AWARD AMOUNT: RS.7,10,000

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

DIRECTED TO PAY DIVIDEND

22-FEB-2024

nse vide its arbitration award dated 20/12/2024 directed to a) transfer shares within fifteen days from date of this award B) Pay to corporate benefits in dividends and bonus share if any c) pay rs.7.10 lac with simple interest @18% p.a. from 04/11/2019 till date of this award

6

History of entity/person

KSBL SECURITIES LTD.

DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.30,93,806

DIRECTED TO PAY DIVIDEND

12-FEB-2020

7

History of entity/person

SHAREKHAN LTD.

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

02-SEP-2021

DIRECTED TO PAY DIVIDEND

8

History of entity/person

SHRIRAM INSIGHT SHARE BROKERS LTD.

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

CLAIM ADMITTED
AWARD AMOUNT: RS.1,42,222

DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

DIRECTED TO PAY DIVIDEND

30-JUL-2021

The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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