If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 21-NOV-2024

COMPANIES: DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person ALBA CAPITAL MARKETS PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2004

24-DEC-2004 		 
2
History of entity/person ALKA SECURITIES LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017 		 
3
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 11-OCT-2017

11-OCT-2017

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-OCT-2017 		SAT: SAT VIDE ITS ORDER DATED 23/08/2023 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER WITH DIRECTION TO COMMITTEE TO PROCESS CLAIM OF APPELLANT AND PASS APPROPRIATE ORDER FOR DISBURSEMENT WITHIN SIX WEEKS  
4
History of entity/person D.GUNASEKAR  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
5
History of entity/person FIRST FUTURES & STOCKS PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
6
History of entity/person G.SHRI SHIVAM  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE

VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-OCT-2021

14-OCT-2021

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-OCT-2021 		 
7
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-AUG-2018

13-AUG-2018 		 
8
History of entity/person ROYAL INTERNATONAL SHARES PVT.LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017 		 
9
History of entity/person SAI SOFT SECURITIES LTD.  
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-APR-2017

06-APR-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top