| S.No. |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-JAN-2021
22-JAN-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-JAN-2021
|
|
| 2 |
|
|
AKP SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-OCT-2001
25-FEB-2004
|
|
| 3 |
|
|
ALBA CAPITAL MARKETS PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2004
23-APR-2010
|
|
| 4 |
|
|
ALEMBIC SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-JUN-1999
23-APR-2010
|
|
| 5 |
|
|
ALLIED FINANCIAL SERVICES PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019
04-NOV-2019
|
SAT: SAT VIDE ITS ORDER DATED 25/11/2021 REJECTED THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 21/02/2023 ALLOWED THE APPEAL OF MR. BALWAN CHAUHAN AND APPELLANT TO ELIGIBLE FOR COMPENSATION UNDER THE INVESTOR PROTECTION FUND. MATTER REMITTED TO COMMITTEE TO PASS CONSEQUENTIAL ORDER
|
| 6 |
|
|
AMIT FINANCIAL SERVICES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996
23-APR-2010
|
|
| 7 |
|
|
ANAND STOCKS PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-JAN-1997
23-APR-2010
|
|
| 8 |
|
|
ANUGRAH STOCK & BROKING PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 26-NOV-2020
26-NOV-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 26-NOV-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/01/2021 DISPOSED OFF THE APPEAL WITH DIRECTION TO THE APPELLANT TO FILE A CLAIM PURSUANT TO THE NOTICE DATED 28/11/2020 BEFORE STOCK EXCHANGE UNDER ITS BYE LAWS WITHIN STIPULATED PERIOD
|
| 9 |
|
|
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-JUL-2021
02-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-JUL-2021
|
|
| 10 |
|
|
ASIAN SECURITIES & STOCKS LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998
23-APR-2010
|
|
| 11 |
|
|
BALANCE EQUITY BROKING (INDIA) PVT.LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 31-OCT-2023
30-OCT-2023
|
|
| 12 |
|
|
BALSHIA SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996
23-APR-2010
|
|
| 13 |
|
|
BEZEL STOCKBROKERS PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-MAR-2021
25-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2021
|
|
| 14 |
|
|
BIYANI SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 11-APR-2001
25-FEB-2004
|
|
| 15 |
|
|
BLUE BLENDS STOCKS & SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-NOV-2003
25-FEB-2004
|
|
| 16 |
|
|
BMA WEALTH CREATORS LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-FEB-2020
13-FEB-2020
|
|
| 17 |
|
|
BPS SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 10-APR-2001
25-FEB-2004
|
|
| 18 |
|
|
C.M.GOENKA STOCK BROKERS PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022
15-FEB-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-FEB-2022
|
|
| 19 |
|
|
CMS SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997
23-APR-2010
|
|
| 20 |
|
|
CONARD SECURITIES PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 26-MAR-2021
26-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 26-MAR-2021
|
|
| 21 |
|
|
CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-MAR-2023
14-MAR-2023
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-MAR-2023
|
|
| 22 |
|
|
CPR CAPITAL SERVICES LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE
02-JAN-2020
|
|
| 23 |
|
|
CREDENTIAL STOCK BROKERS LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019
04-NOV-2019
|
|
| 24 |
|
|
DESTINY SECURITIES LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-JUL-2021
13-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 13-JUL-2021
|
|
| 25 |
|
|
E'L DORADO GUARANTEE LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-AUG-2001
25-FEB-2004
|
|
| 26 |
|
|
EDEN FINANCIAL SERVICES
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998
23-APR-2010
|
|
| 27 |
|
|
FAIRWEALTH SECURITIES LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-JAN-2020
14-JAN-2020
|
|
| 28 |
|
|
FISCAL LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998
23-APR-2010
|
|
| 29 |
|
|
GAZI SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997
23-APR-2010
|
|
| 30 |
|
|
GROVALUE SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020
30-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020
|
|
| 31 |
|
|
GUINESS SECURITIES LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
07-MAY-2019
|
|
| 32 |
|
|
HIMGIRI FINCAP LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-SEP-2008
15-APR-2010
|
|
| 33 |
|
|
INDER MANOHAR FINANCIERS LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999
23-APR-2010
|
|
| 34 |
|
|
INDOVISION SECURITIES LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
SAT: SAT VIDE ITS ORDER DATED 02/09/2022 CONDONED THE DELAY OF 58 DAYS IN FILING OF APPEAL. SET ASIDE ORDER DATED 22/07/2022 AND DIRECTED COMMITTEE TO PASS A REASONED AND SPEAKING ORDER AS EARLY AS POSSIBLE ON THE APPLICATION OF THE APPELLANT FOR READMISSION AS A MEMBER
|
| 35 |
|
|
INDRAPRASTHA HOLDINGS LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-NOV-2001
25-FEB-2004
|
|
| 36 |
|
|
KAMAL SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 20-APR-2001
25-FEB-2004
|
|
| 37 |
|
|
KARVY STOCK BROKING LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-NOV-2020
23-NOV-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-NOV-2020
|
SAT: SAT VIDE ITS ORDER DATED 23/04/2021 CONDONED THE DELAY OF 52 DAYS IN FILING OF APPEAL AND ALLOWED THE APPLICATION. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. MATTER TO BE LISTED FOR ADMISSION AND FINAL DISPOSAL ON 24/06/2021
SAT: SAT VIDE ITS ORDER DATED 29/11/2021 ALLOWED THE APPEAL AND QUASHED THE IMPUGNED COMMUNICATION DATED 08/12/2020. NO COSTS
|
| 38 |
|
|
KASS SECURITIES PVT.LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-SEP-2008
15-APR-2010
|
|
| 39 |
|
|
KAYNET FINANCE LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-FEB-2020
13-FEB-2020
|
|
| 40 |
|
|
KMF SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999
23-APR-2010
|
|
| 41 |
|
|
KSBL SECURITIES LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
28-FEB-2020
DECLARED DEFAULTER BY STOCK EXCHANGE
|
|
| 42 |
|
|
LIBRA MANAGEMENT SERVICES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-JAN-1997
23-APR-2010
|
|
| 43 |
|
|
LTC FINANCES & SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-AUG-2001
25-FEB-2004
|
|
| 44 |
|
|
MADAN & CO.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-JUL-2007
23-APR-2010
|
|
| 45 |
|
|
MAXGROWTH CAPITAL PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-OCT-2024
23-OCT-2024
|
|
| 46 |
|
|
MAXWELL SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997
23-APR-2010
|
|
| 47 |
|
|
MFL STOCK BROKING LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997
23-APR-2010
|
|
| 48 |
|
|
MODEX INTERNATIONAL SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-SEP-2020
15-SEP-2020
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-SEP-2020
|
|
| 49 |
|
|
MONTAGE SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997
23-APR-2010
|
|
| 50 |
|
|
NEERAJ KUMAR SINGHAL,M/S
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-NOV-1998
23-APR-2010
|
|
| 51 |
|
|
NEGO HOLDINGS LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 09-DEC-1996
23-APR-2010
|
|
| 52 |
|
|
NRI FINANCIAL SERVICES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-MAR-1999
23-APR-2010
|
|
| 53 |
|
|
OMKAM CAPITAL MARKETS PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022
27-JAN-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-JAN-2022
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 05/07/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 54 |
|
|
ORIENT CAPITAL MARKETS PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-JAN-2009
15-APR-2010
|
|
| 55 |
|
|
PADMINI FINANCIAL SERVICES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JUN-1999
23-APR-2010
|
|
| 56 |
|
|
PITTIE SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 08-SEP-1997
23-APR-2010
|
|
| 57 |
|
|
POISE SECURITIES & EXCHANGE LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-SEP-2000
25-FEB-2004
|
|
| 58 |
|
|
PRAMAN CAPITAL MARKET SERVICES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-DEC-2001
25-FEB-2004
|
|
| 59 |
|
|
PREM SOMANI SHARE BROKERS PVT.LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
13-AUG-2018
|
|
| 60 |
|
|
QUANTUM GLOBAL SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-APR-2020
29-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-2020
|
|
| 61 |
|
|
R.C.GARG & SONS CAPITAL SERVICES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997
23-APR-2010
|
|
| 62 |
|
|
R.S.INVESTMENT & FINANCIAL SERVICES
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-JUN-2001
25-FEB-2004
|
|
| 63 |
|
|
RAGHUKUL SHARES INDIA PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019
04-NOV-2019
|
|
| 64 |
|
|
RAHIL INVESTMENTS & FINANCE LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997
23-APR-2010
|
|
| 65 |
|
|
RAMAWATAR PODDAR,M/S
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-JUL-1999
23-APR-2010
|
|
| 66 |
|
|
REFLECTION INVESTMENTS
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-MAR-2021
15-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-MAR-2021
|
|
| 67 |
|
|
REKHA DEVI DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 68 |
|
|
SANJAY KUMAR DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 69 |
|
|
SAVASTHI INVESTMENTS LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-MAR-2000
25-FEB-2004
|
|
| 70 |
|
|
SHALIBHADRA SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 20-APR-2001
25-FEB-2004
|
|
| 71 |
|
|
SHETH SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 19-JUN-2001
25-FEB-2004
|
|
| 72 |
|
|
SHRENIK J.SHAH,M/S
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 07-SEP-1998
23-APR-2010
|
|
| 73 |
|
|
SINGLE WINDOW SECURITIES LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-FEB-2023
23-FEB-2023
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-FEB-2023
|
|
| 74 |
|
|
STAR SHARE & STOCK BROKERS LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-JUL-2021
13-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 13-JUL-2021
|
|
| 75 |
|
|
STENLY CREDIT CAPITAL LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 17-AUG-1998
23-APR-2010
|
|
| 76 |
|
|
SUBODH KUMAR DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 77 |
|
|
SUMPOORNA PORTFOLIO LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-DEC-2020
15-DEC-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-DEC-2020
|
|
| 78 |
|
|
SUNCHAN SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-MAY-2009
15-APR-2010
|
|
| 79 |
|
|
SUNNESS CAPITAL INDIA PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
24-APR-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
|
|
| 80 |
|
|
TOPAZ SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999
23-APR-2010
|
|
| 81 |
|
|
TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 03-MAY-2002
25-FEB-2004
|
|
| 82 |
|
|
VALAMPURI & CO.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-MAY-2000
25-FEB-2004
|
|
| 83 |
|
|
VIJAY KUMAR GOEL
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021
03-SEP-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-SEP-2021
|
|
| 84 |
|
|
VINEET SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020
30-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020
|
|
| 85 |
|
|
VINITHA ASSOCIATES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 21-MAY-1999
23-APR-2010
|
|
| 86 |
|
|
VIPUL SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997
23-APR-2010
|
|
| 87 |
|
|
VRISE SECURITIES PVT.LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-FEB-2020
13-FEB-2020
|
|
| 88 |
|
|
WEALTH MANTRA LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE
02-JAN-2020
|
|
| 89 |
|
|
WELLINDIA SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-APR-2020
29-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-2020
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2020 DISMISSED THE APPEAL
|
| 90 |
|
|
WESTFIN SECURITIES LTD.
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-JUL-1997
23-APR-2010
|
|
| 91 |
|
|
YUVRAJ SECURITIES
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021
03-SEP-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-SEP-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
