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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 21-NOV-2024

STOCK BROKERS: DEFAULTED IN RENDERING OF SERVICE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person 5PAISA CAPITAL LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.36,000

07-JAN-2021 		NSE VIDE ITS ARBITRATION AWARD DATED 19/04/2021 SET ASIDED AWARD DATED 07/01/2021. NO COSTS  
2
History of entity/person ABIRA SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.75,000

03-MAR-2020 		nse vide its arbitration award dated 03/03/2022 upheld arbitration award dated 03/03/2020 and dismissed the appeal filed by mr.ashish bharti. No costs  
3
History of entity/person ABIRA SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,72,076

02-MAR-2020 		NSE VIDE ITS ARBITRATION AWARD DATED 15/03/2021 PARTLY ALLOWED THE APPEAL AND DIRECTED RESPONDENT TO PAY APPELLANT RS.3,72,076.00 THROUGH DEMAND DRAFT WITHIN ONE MONTH FROM DATE OF SERVICE OF AWARD WITH INTEREST @18% P.A. FROM DATE OF AWARD  
4
History of entity/person ADITYA BIRLA MONEY LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.65,000

10-JUL-2019 		NSE VIDE ITS ARBITRATION AWARD DATED 19/12/2019 ALLOWED THE APPEAL AND SET ASIDED ARBITRATION AWARD DATED 10/07/2019  
5
History of entity/person ALICE BLUE FINANCIAL SERVICES PVT.LTD.  
DID NOT PAY LEDGER BALANCE

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,30,157

29-AUG-2019 		 
6
History of entity/person AMRAPALI AADYA TRADING & INVESTMENT PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT REFUND DEPOSIT AND/OR SECURITY DEPOSIT AMOUNT

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.34,700

21-MAR-2014 		 
7
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED Rs.10,000
AWARD AMOUNT: RS.1,02,074

31-MAY-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 22/09/2014 SET ASIDED THE IMPUGNED AWARD. REJECTED THE RESPONDENT CLAIMS AGAINST THE APPELLANT FOR COMPENSATION OF RS.10 LACS FOR MENTAL AGONY. NO COSTS. IMPOSED A PENALTY OF RS.10,000 ON APPELLANT FOR FAILING TO PRESENT ACCOUNTS AND RECORD IN A PROPER MANNER TO THE RESPONDENT AND ARBITRATION FORUM  
8
History of entity/person ANAND RATHI SHARE & STOCK BROKERS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED Rs.10,000
AWARD AMOUNT: RS.55,542

31-MAY-2014 		NSE VIDE ITS ARBITRATION AWARD DATED 22/09/2014 SET ASIDED IMPUGNED AWARD. REJECTED RESPONDENT’S CLAIM FOR MENTAL AGONY. NO COSTS. IMPOSED PENALTY RS.10,000 ON APPELLANT FOR FAILING TO PRESENT ACCOUNTS AND RECORD IN A PROPER MANNER TO RESPONDENT AND ARBITRATION FORUM  
9
History of entity/person ANGEL BROKING PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.14,000

05-MAY-2016 		 
10
History of entity/person ANGEL BROKING PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.59,800

03-JUN-2021 		 
11
History of entity/person ANGEL BROKING PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.70,763

04-OCT-2016 		 
12
History of entity/person ANGEL ONE LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,26,812

06-JUN-2023 		nse vide its arbitration award dated 23/01/2024 allowed the appeal and set aside impugned award dated 06/06/2023  
13
History of entity/person AXIS SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.23,581

22-NOV-2023 		 
14
History of entity/person AXIS SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.20,26,480

27-OCT-2022 		nse vide its arbitration award dated 11/04/2023 directed axis securities ltd.to pay rs.19,76,480.25 and cost Rs.50,000.00 to respondent mr madan babani within three months from date of this award  
15
History of entity/person BMA WEALTH CREATORS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,03,000

09-APR-2014 		 
16
History of entity/person BMA WEALTH CREATORS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.97,088

11-APR-2016 		 
17
History of entity/person BMA WEALTH CREATORS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,71,885

08-FEB-2017 		 
18
History of entity/person BMA WEALTH CREATORS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.12,000

16-APR-2014 		 
19
History of entity/person BP EQUITIES PVT.LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.4,91,800

18-JUN-2013 		 
20
History of entity/person D.R.SHARE & STOCK BROKERS PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,06,204

27-AUG-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 03/01/2014 MODIFIED ITS AWARD DATED 27/08/2013 BY REDUCING THE AMOUNT TO RS.1,06,204 FROM RS.2,46,000. NO COSTS  
21
History of entity/person DEALMONEY SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE

CHARGED EXCESS BROKERAGE  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,74,479

21-JAN-2022 		 
22
History of entity/person DEALMONEY SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.35,000

05-AUG-2019 		 
23
History of entity/person DHANI STOCKS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.25,000

29-DEC-2020 		 
24
History of entity/person EDELWEISS BROKING LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,42,500

28-FEB-2017 		 
25
History of entity/person FAIRWEALTH SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.86,504

06-DEC-2013 		 
26
History of entity/person FINVASIA SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.85,539

19-JAN-2024 		 
27
History of entity/person FYERS SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,094

15-OCT-2020 		 
28
History of entity/person GEPL CAPITAL PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,000

26-APR-2022 		nse vide its arbitration award dated 22/08/2022 directed appellant gepl capital pvt.ltd. to pay rs.1,000.00 to respondent mr.harsh alkesh solanki in full & final consideration and settlement. no costs  
29
History of entity/person GEPL CAPITAL PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,000

26-APR-2022 		nse vide its arbitration award dated 22/08/2022 directed appellant gepl capital pvt.ltd. to pay rs.17,000.00 to respondent ms.dipti alkesh solanki in full & final consideration and settlement. no costs  
30
History of entity/person GEPL CAPITAL PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.17,000

26-APR-2022 		nse vide its arbitration award dated 22/08/2022 directed appellant gepl capital pvt.ltd. to pay rs.17,000.00 to respondent mr.alkesh solanki in full & final consideration and settlement. no costs  
31
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,44,750

09-JUN-2021 		 
32
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.56,496

05-NOV-2020 		 
33
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.20,000

08-NOV-2014 		 
34
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

01-JUL-2019 		DISMISSED THE APPEAL  
35
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,04,750

21-JAN-2021 		 
36
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,000

10-AUG-2023 		nse vide its arbitration award dated 23/01/2024 modified impugned award dated 10/08/2023 and directed appellant to give rs.50,000.00 to respondent  
37
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.41,180

12-DEC-2016 		 
38
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.43,528

23-SEP-2016 		 
39
History of entity/person HDFC SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.27,000

14-OCT-2020 		NSE VIDE ITS ARBITRATION AWARD DATED 18/02/2021 DISMISSED THE APPEAL. NO COSTS  
40
History of entity/person ICICI SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.76,12,622

19-FEB-2024 		nse vide its arbitration award dated 18/07/2024 upheld award dated 19/02/2024with modification in interest clause.Appellant icici securities ltd. to pay rs.67,66,777.00 to respondent ms.janhavi shrikant wekhande with interest @7% from 25/05/2023 till amount credited to the account of respondent. No costs  
41
History of entity/person ICICI SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.53,240

23-MAR-2023 		 
42
History of entity/person ICICI SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.28,012

28-NOV-2023 		 
43
History of entity/person ICICI SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.21,000

17-JUL-2013 		 
44
History of entity/person ICICI SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,05,627

09-FEB-2010 		 
45
History of entity/person ICICI SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,58,281

24-JAN-2010 		 
46
History of entity/person IDBI CAPITAL MARKETS & SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  DIRECTED TO PAY COMPENSATION AND/OR COST OF DIVIDEND
AWARD AMOUNT: RS.40,000

DIRECTED TO ENSURE STRICT COMPLIANCE WITH APPLICABLE NSE AND SEBI CIRCULARS AND MAINTAIN PROPER RECORDS OF APPELLANT’S KNOW YOUR CLIENTS (KYC) DOCUMENTS

24-MAY-2024 		 
47
History of entity/person IIFL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,000

31-DEC-2020 		 
48
History of entity/person INDIA INFOLINE LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.25,000

21-JUL-2015 		 
49
History of entity/person INDIA INFOLINE LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,400

22-JAN-2010 		 
50
History of entity/person JRG SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,50,160

25-OCT-2013 		 
51
History of entity/person JRG SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,40,202

25-OCT-2013 		APPEAL DISMISSED. NO COSTS  
52
History of entity/person JRG SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,61,515

23-OCT-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 28/02/2014 ALLOWED THE APPEAL.NO COSTS  
53
History of entity/person KARVY STOCK BROKING LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,000

02-DEC-2013 		NSE VIDE ITS ARBITRATION AWARD DATED 07/04/2014 MODIFIED AWARD DATED 02/12/2013 BY REDUCING THE AMOUNT TO RS.1 LAC PAYABLE BY APPELLANT TO RESPONDENT  
54
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

08-MAY-2015 		 
55
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

03-NOV-2015 		 
56
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,914

06-OCT-2021 		 
57
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,14,912

15-JUN-2021 		nse vide its arbitration award dated 28/01/2022 allowed the appeal by setting aside impugned order dated 15/06/2021. entitled appellant to recover rs.10,14,912.00 inclusive of contractual charges  
58
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,30,000

24-JAN-2023 		 
59
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,75,01,673

25-OCT-2023 		 
60
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.31,750

22-OCT-2019 		 
61
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,09,587

14-MAR-2022 		 
62
History of entity/person KOTAK SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,59,514

09-OCT-2023 		nse vide its arbitration award dated 02/04/2024 dismissed the appeal. No costs  
63
History of entity/person MAVERICK SHARE BROKERS LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED Rs.59,000
AWARD AMOUNT: RS.1,60,759

23-MAR-2021 		 
64
History of entity/person MOTILAL OSWAL FINANCIAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,44,809

02-NOV-2023 		 
65
History of entity/person MOTILAL OSWAL FINANCIAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,39,592

21-JUN-2023 		nse vide its arbitration award dated 07/11/2023 DISMISSED THE APPEAL. NO COSTS  
66
History of entity/person MOTILAL OSWAL FINANCIAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,85,000

11-FEB-2022 		nse vide its arbitration award dated 14/06/2022 dismissed the appeal and upheld impugned award dated 11/02/2022. no costs  
67
History of entity/person MOTILAL OSWAL FINANCIAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,25,000

30-MAR-2022 		nse vide its arbitration award dated 22/08/2022 directed to pay rs.2,25,000.00 in full & final consideration and settlement to respondent and in addition to rs.21,240.00 already paid by appellant to respondent  
68
History of entity/person MOTILAL OSWAL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

30-NOV-2009 		 
69
History of entity/person MOTILAL OSWAL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

17-MAR-2017 		 
70
History of entity/person MOTILAL OSWAL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.10,000

29-OCT-2009 		 
71
History of entity/person NIRMAL BANG SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.40,000

26-OCT-2016 		 
72
History of entity/person NIRMAL BANG SECURITIES PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,00,000

02-NOV-2020 		 
73
History of entity/person QUANTUM GLOBAL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED

16-JAN-2020 		 
74
History of entity/person RELIANCE SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  IMPOSED PENALTY Rs.1,00,000
AWARD AMOUNT: RS.1,00,000

30-APR-2024 		 
75
History of entity/person RELIANCE SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  IMPOSED PENALTY Rs.1,00,000
AWARD AMOUNT: RS.1,00,000

30-APR-2024 		 
76
History of entity/person RELIANCE SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  IMPOSED PENALTY Rs.1,00,000
AWARD AMOUNT: RS.1,00,000

30-APR-2024 		 
77
History of entity/person RELIGARE BROKING LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.56,000

01-FEB-2024 		 
78
History of entity/person RELIGARE SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,000

28-JUN-2010 		 
79
History of entity/person SBICAP SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,505

14-SEP-2022 		 
80
History of entity/person SBICAP SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.58,984

06-JAN-2024 		 
81
History of entity/person SHAREKHAN LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.5,80,000

04-MAR-2020 		 
82
History of entity/person SMC GLOBAL SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.15,249

15-SEP-2022 		 
83
History of entity/person SMIFS LTD.  
CHARGED EXCESS BROKERAGE

DEFICIENCY IN RENDERING OF SERVICE  		CLAIM ADMITTED
AWARD AMOUNT: RS.44,629

12-MAY-2022 		 
84
History of entity/person VENTURA SECURITIES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.41,160

20-MAY-2022 		nse vide its arbitration award dated 10/08/2022 upheld the impugned award dated 20/05/2022 and dismissed the appeal  
85
History of entity/person VNS FINANCE & CAPITAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,192

10-JUL-2015 		 
86
History of entity/person VNS FINANCE & CAPITAL SERVICES LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.7,192

10-JUL-2015 		 
87
History of entity/person ZEBU SHARE & WEALTH MANAGEMENTS PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.38,419

07-MAR-2022 		 
88
History of entity/person ZERODHA BROKING LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.28,500

16-SEP-2021 		 
89
History of entity/person ZERODHA BROKING LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.50,670

21-MAR-2022 		nse vide its arbitration award dated 11/08/2022 allowed the appeal and set aside impugned award dated 21/03/2022. No costs  
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