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Co-Sponsors

SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 21-NOV-2024

PERSONS: DEFAULTED IN RENDERING OF SERVICE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person DWARAKANATH B.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,15,876

11-MAR-2014
 
2
History of entity/person MANOJ RAJKUMAR THARD  
DEFICIENCY IN RENDERING OF SERVICE  DIRECTED TO PAY COST
AWARD AMOUNT: RS.1,00,000

09-JUL-2020
 
3
History of entity/person SAMIR K.BHADRI  
DEFICIENCY IN RENDERING OF SERVICE  IMPOSED PENALTY Rs.25,000
AWARD AMOUNT: RS.25,000

15-DEC-2008
 
4
History of entity/person Y.VIJAY KUMAR  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,82,250

26-FEB-2021
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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