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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 21-NOV-2024

PERSONS: DEFAULTED IN OBSERVING BASIC TRADING ACCOUNT PRINCIPLES

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person JAANHAVI GANESH NIKAM  
VIOLATED BASIC TRADING ACCOUNT PRINCIPLES BY SHARING USER ID, PASSWORD & EMAIL ACCOUNT AND UNAUTHORIZEDLY ALLOWED HER HUSBAND TO OPERATE TRADING ACCOUNT  IMPOSED PENALTY Rs.50,000
AWARD AMOUNT: RS.50,000

05-NOV-2019 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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