If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 21-NOV-2024

STOCK BROKERS: DEFAULTED IN MAKING PAYMENT

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person BMA WEALTH CREATORS LTD.  
DELAY IN MAKING PAYMENT  CLAIM ADMITTED
AWARD AMOUNT: RS.43,330

18-OCT-2012 		 
2
History of entity/person BMA WEALTH CREATORS LTD.  
DELAY IN MAKING PAYMENT  CLAIM ADMITTED
AWARD AMOUNT: RS.13,047

18-OCT-2012 		 
3
History of entity/person FINVASIA SECURITIES PVT.LTD.  
DELAY IN MAKING PAYMENT  CLAIM ADMITTED
AWARD AMOUNT: RS.28,000

30-AUG-2021 		 
4
History of entity/person ICICI SECURITIES LTD.  
DELAY IN RELEASE OF BROKERAGE

DELAY IN MAKING PAYMENT  		CLAIM ADMITTED
AWARD AMOUNT: RS.33,281

14-JUL-2023 		 
5
History of entity/person INDIA INFOLINE LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT DELIVER SHARES

DELAY IN MAKING PAYMENT  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,35,421

20-MAR-2009 		 
6
History of entity/person KOTAK SECURITIES LTD.  
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

DID NOT RELEASE CAPITAL GAINS BONDS  		DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.12,10,000

CLAIM ADMITTED

DIRECTED TO TRANSFER THE BONDS

DIRECTED TO PAY COMPENSATION AND/OR COST OF DIVIDEND

26-FEB-2024 		nse vide its arbitration award dated 30/09/2024 allowed the appeal. No costs  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2024
No part of this site may be reproduced without the explicit permission of the owners.

top