| S.No. |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 22-JAN-2021
22-JAN-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-JAN-2021
|
|
| 2 |
|
|
ACUMEN SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JUL-2003
25-FEB-2004
|
|
| 3 |
|
|
ADI K.MOTAFRAM,M/S
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2005
23-APR-2010
|
|
| 4 |
|
|
AL-FALAH INVESTMENTS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2002
25-FEB-2004
|
DIRECTED NSE TO CONSIDER RESTORATION OF MEMBERSHIP
|
| 5 |
|
|
ALMEIDA & CO.STOCK BROKERS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000
25-FEB-2004
|
|
| 6 |
|
|
AMI SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 7 |
|
|
ANEE SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-SEP-2020
15-SEP-2020
|
|
| 8 |
|
|
ANUGRAH STOCK & BROKING PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 26-NOV-2020
26-NOV-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 26-NOV-2020
|
SAT: SAT VIDE ITS ORDER DATED 19/01/2021 DISPOSED OFF THE APPEAL WITH DIRECTION TO THE APPELLANT TO FILE A CLAIM PURSUANT TO THE NOTICE DATED 28/11/2020 BEFORE STOCK EXCHANGE UNDER ITS BYE LAWS WITHIN STIPULATED PERIOD
|
| 9 |
|
|
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 02-JUL-2021
02-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-JUL-2021
|
|
| 10 |
|
|
ARIHANT EQUITY FUND LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 11 |
|
|
ASHOK GUPTA,M/S
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-NOV-1999
23-APR-2010
|
|
| 12 |
|
|
ATLANTIS STOCKS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2004
25-FEB-2004
|
|
| 13 |
|
|
AVONSKI SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000
25-FEB-2004
|
|
| 14 |
|
|
BEZEL STOCKBROKERS PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-MAR-2021
25-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2021
|
|
| 15 |
|
|
BHAVESH DHIRAJLAL STOCK BROKING CO.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2001
25-FEB-2004
|
|
| 16 |
|
|
BROAD LINE CAPFIN SERVICES PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-JUL-1999
23-APR-2010
|
|
| 17 |
|
|
C.M.GOENKA STOCK BROKERS PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022
15-FEB-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-FEB-2022
|
|
| 18 |
|
|
CENTURY CONSULTANTS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2001
25-FEB-2004
|
|
| 19 |
|
|
CLASSIC SHARE & STOCK BROKING SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004
23-APR-2010
|
|
| 20 |
|
|
CLICK2TRADE CAPITAL LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-JUL-2015
15-JUL-2015
|
|
| 21 |
|
|
CONARD SECURITIES PVT.LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 26-MAR-2021
26-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 26-MAR-2021
|
|
| 22 |
|
|
CONCUNSMART SHARES & STOCK BROKER PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-MAR-2023
14-MAR-2023
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-MAR-2023
|
|
| 23 |
|
|
DALEEP KHOSLA,M/S
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999
23-APR-2010
|
|
| 24 |
|
|
DESTINY SECURITIES LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-JUL-2021
13-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 13-JUL-2021
|
|
| 25 |
|
|
DIAMOND SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 26 |
|
|
DIGITAL LEASING & FINANCE LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 27 |
|
|
DISHA CAPITAL SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2002
25-FEB-2004
|
|
| 28 |
|
|
ESQUIRE MONEY GUARANTEES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-SEP-2000
25-FEB-2004
|
|
| 29 |
|
|
ESSKYENNR SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JUL-2003
25-FEB-2004
|
|
| 30 |
|
|
FIN BRAINS SECURITIES (INDIA) LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-AUG-2015
02-SEP-2015
|
|
| 31 |
|
|
FIRST NATIONAL SECURITIES (INDIA) LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-JAN-2002
25-FEB-2004
|
|
| 32 |
|
|
GANGA YAMUNA FINVEST PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 27-JUL-2009
27-JUL-2009
|
|
| 33 |
|
|
GEMS EQUITIES & SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2009
25-SEP-2009
|
|
| 34 |
|
|
GFC SECURITIES & FINANCE LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004
23-APR-2010
|
|
| 35 |
|
|
GOLDSTREET SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2020
24-MAR-2020
|
NSE VIDE ITS CIRCULAR DATED 23/09/2020 ORDER PASSED BY HON' SAT 0RDER DATED 09/09/2020 WITHDRAWN CIRCULAR DATED 24/03/2020
SAT: SAT VIDE ITS ORDER DATED 09/09/2020 ALLOWED THE APPEAL AND SET ASIDED ORDER ON PAYMENT OF COSTS OF RS.2.00 LACS TO BE PAID BY APPELLANT TO RESPONDENT WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 36 |
|
|
GROVALUE SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020
30-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020
|
|
| 37 |
|
|
GURU HOLDINGS PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-NOV-2002
25-FEB-2004
|
|
| 38 |
|
|
H.M.DESAI SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-SEP-1999
23-APR-2010
|
|
| 39 |
|
|
HOME TRADE LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-OCT-2002
25-FEB-2004
|
|
| 40 |
|
|
INDOVISION SECURITIES LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
SAT: SAT VIDE ITS ORDER DATED 02/09/2022 CONDONED THE DELAY OF 58 DAYS IN FILING OF APPEAL. SET ASIDE ORDER DATED 22/07/2022 AND DIRECTED COMMITTEE TO PASS A REASONED AND SPEAKING ORDER AS EARLY AS POSSIBLE ON THE APPLICATION OF THE APPELLANT FOR READMISSION AS A MEMBER
|
| 41 |
|
|
INFOTECH PORTFOLIO PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 17-JUN-2023
26-MAY-2023
|
|
| 42 |
|
|
INVESTMENT POINT INDIA LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 43 |
|
|
INVESTNET SECURITIES INDIA LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-NOV-2002
25-FEB-2004
|
|
| 44 |
|
|
JALPRADEEP SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-JUL-2001
25-FEB-2004
|
|
| 45 |
|
|
KARVY STOCK BROKING LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-NOV-2020
23-NOV-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-NOV-2020
|
SAT: SAT VIDE ITS ORDER DATED 23/04/2021 CONDONED THE DELAY OF 52 DAYS IN FILING OF APPEAL AND ALLOWED THE APPLICATION. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. MATTER TO BE LISTED FOR ADMISSION AND FINAL DISPOSAL ON 24/06/2021
SAT: SAT VIDE ITS ORDER DATED 29/11/2021 ALLOWED THE APPEAL AND QUASHED THE IMPUGNED COMMUNICATION DATED 08/12/2020. NO COSTS
|
| 46 |
|
|
KEN FINANCIAL SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004
23-APR-2010
|
|
| 47 |
|
|
KSBL SECURITIES LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
28-FEB-2020
DECLARED DEFAULTER BY STOCK EXCHANGE
|
|
| 48 |
|
|
LEAPROFIN SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-MAR-2000
25-FEB-2004
|
|
| 49 |
|
|
LFS BROKING PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-AUG-2023
07-AUG-2023
|
SAT: SAT VIDE ITS ORDER DATED 07/08/2023 ALLOWED EXEMPTION APPLICATION. DIRECTED RESPONDENT TO FILE REPLY ON OR BEFORE 18/08/2023 AND REJOINDER TO BE FILED WITHIN TWO WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 28/11/2023 REJECTED THE STAY APPLICATION
|
| 50 |
|
|
LIONNAIRE HOLDINGS & INVESTMENTS PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2001
25-FEB-2004
|
|
| 51 |
|
|
LUNAR HOLDINGS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999
23-APR-2010
|
|
| 52 |
|
|
MAHADEV STOCK BROKING CO.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-JAN-2001
25-FEB-2004
|
|
| 53 |
|
|
MASCOT SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999
23-APR-2010
|
|
| 54 |
|
|
MCCLIFF SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-AUG-2002
25-FEB-2004
|
|
| 55 |
|
|
MERFIN (INDIA) LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 25-SEP-2009
25-SEP-2009
|
|
| 56 |
|
|
MITTAL SECURITIES PVT.LTD.
|
|
DID NOT MAINTAIN MINIMUM NETWORTH
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
15-FEB-2022
|
|
| 57 |
|
|
MODEX INTERNATIONAL SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-SEP-2020
15-SEP-2020
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-SEP-2020
|
|
| 58 |
|
|
MONEY MINT
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 11-JAN-2001
25-FEB-2004
|
|
| 59 |
|
|
MONEYFLO SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-AUG-2018
24-AUG-2018
|
|
| 60 |
|
|
MONEYFLO SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
24-AUG-2018
|
|
| 61 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 09-NOV-2015
17-NOV-2015
|
|
| 62 |
|
|
NAGARJUNA SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004
23-APR-2010
|
|
| 63 |
|
|
NCM NEHA SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 02-NOV-1999
23-APR-2010
|
|
| 64 |
|
|
NEMANI STOCK BROKING PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001
25-FEB-2004
|
|
| 65 |
|
|
NH SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004
23-APR-2010
|
|
| 66 |
|
|
OMKAM CAPITAL MARKETS PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022
27-JAN-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-JAN-2022
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 05/07/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| 67 |
|
|
OPART SECURITIES PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-MAY-1999
23-APR-2010
|
|
| 68 |
|
|
OPTION PRATIBHUTI & VINIMAY CO.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-FEB-2000
25-FEB-2004
|
|
| 69 |
|
|
ORION CAPITAL & DEBT MARKET
|
|
EXPELLED BY STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 09-NOV-2015
17-NOV-2015
|
|
| 70 |
|
|
PARIKH & SHAH FINVEST PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-AUG-2005
23-APR-2010
|
|
| 71 |
|
|
PLATINUM STOCK BROKING SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 22-MAR-2002
25-FEB-2004
|
|
| 72 |
|
|
POL SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001
25-FEB-2004
|
|
| 73 |
|
|
POPULAR STOCK & SHARE SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-JAN-2002
25-FEB-2004
|
|
| 74 |
|
|
PRASAD & CO.PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-APR-2004
23-APR-2010
|
|
| 75 |
|
|
PREMIER SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAR-2001
25-FEB-2004
|
|
| 76 |
|
|
PRIDE SHARES & CAPITALS PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004
23-APR-2010
|
|
| 77 |
|
|
QUANTUM GLOBAL SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-APR-2020
29-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-2020
|
|
| 78 |
|
|
R.KESAVAN,M/S
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 79 |
|
|
RAMAKRISHNA EQUITY FUND LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-1999
23-APR-2010
|
|
| 80 |
|
|
RDQ STOCK BROKING PVT.LTD.
|
|
EXPELLED BY STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 10-AUG-2023
10-AUG-2023
|
|
| 81 |
|
|
REFLECTION INVESTMENTS
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-MAR-2021
15-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-MAR-2021
|
|
| 82 |
|
|
REKHA DEVI DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 83 |
|
|
RUSODAY SECURITIES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 05-JAN-2006
23-APR-2010
|
SAT: SAT VIDE ITS ORDER DATED 09/09/2014 ACCEPTED THE STATEMENT GIVEN BY THE RESPONDENT. NO COSTS
|
| 84 |
|
|
SANJAY KUMAR DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 85 |
|
|
SANMAC FINANCIAL SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-NOV-2001
25-FEB-2004
|
|
| 86 |
|
|
SHREE KRISHNA & CO.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-APR-2003
25-FEB-2004
|
|
| 87 |
|
|
SHREEJI FINVEST LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2003
25-FEB-2004
|
|
| 88 |
|
|
SINGHMAN FINANCIAL SERVICES LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-NOV-2004
23-APR-2010
|
|
| 89 |
|
|
SINGLE WINDOW SECURITIES LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-FEB-2023
23-FEB-2023
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 23-FEB-2023
|
|
| 90 |
|
|
SMART INVESTMENT CONSULTANTS
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2003
25-FEB-2004
|
|
| 91 |
|
|
STAMPEDE CAPITAL LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-JUL-2021
14-JUL-2021
|
SAT: SAT VIDE ITS ORDER DATED 20/07/2021 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE DAYS AND REJOINDER MAY BE FILED ON OR BEFORE NEXT DATE
NSE VIDE ITS CIRCULAR DATED 26/07/2021 RESTORED TRADING RIGHTS WITH EFFECT FROM 27/07/2021, PURSUANT TO SAT ORDER DATED 26/07/2021
|
| 92 |
|
|
STAR SHARE & STOCK BROKERS LTD.
|
|
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 13-JUL-2021
13-JUL-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 13-JUL-2021
|
|
| 93 |
|
|
SUBODH KUMAR DHANUKA
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 12-OCT-2021
11-OCT-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-OCT-2021
|
|
| 94 |
|
|
SUMPOORNA PORTFOLIO LTD.
|
|
VIOLATED BYE LAWS AND REGULATIONS OF NATIONAL STOCK EXCHANGE OF INDIA LTD.
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 14-DEC-2020
15-DEC-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 14-DEC-2020
|
|
| 95 |
|
|
SUNNESS CAPITAL INDIA PVT.LTD.
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE
24-APR-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE
|
|
| 96 |
|
|
SUSHANT CAPITALS LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-MAY-2000
25-FEB-2004
|
|
| 97 |
|
|
SWARAJ FINANCIAL & INVESTMENT PVT.LTD.
|
|
NOT AVAILABLE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 08-APR-1999
23-APR-2010
|
|
| 98 |
|
|
VIJAY KUMAR GOEL
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021
03-SEP-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-SEP-2021
|
|
| 99 |
|
|
VINEET SECURITIES PVT.LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020
30-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020
|
|
| 100 |
|
|
WELLINDIA SECURITIES LTD.
|
|
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 29-APR-2020
29-APR-2020
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-APR-2020
|
SAT: SAT VIDE ITS ORDER DATED 17/11/2020 DISMISSED THE APPEAL
|
| 101 |
|
|
YUVRAJ SECURITIES
|
|
DID NOT ADHERE TO NSEIL RULES 1 AND 2 OF CHAPTER IV
DEFAULTED UNDER CHAPTER XII OF BYELAWS OF NSE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 06-SEP-2021
03-SEP-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 06-SEP-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
