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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: DEFAULTED IN SQUARING OFF OF POSITIONS

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person KARVY STOCK BROKING LTD.  
DID NOT SQUARE OFF OF POSITIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,30,543

01-JUN-2018 		NSE VIDE ITS ARBITRATION AWARD DATED 24/10/2018 SET ASIDED THE IMPUGNED AWARD DATED 01/06/2018. MODIFIED IMPUGNED ARBITRATION AWARD BY REDUCING AMOUNT TO RS.1,30,542.50 FROM RS.1,92,146.50 IN FAVOUR OF RESPONDENT WITH INTEREST AT 9% P.A. FROM 19/03/2018 TILL THE DATE OF REALISATIO OF AWARD AMOUNT. NO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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