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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

COMPANIES: DEFAULTED IN RENDERING OF SERVICE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person MIRAE ASSET CAPITAL MARKETS (INDIA) PVT.LTD.  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM SETTLED UNDER CONSENT
AWARD AMOUNT: RS.38,500

18-MAY-2023
 
2
History of entity/person ZERODHA,M/S  
DEFICIENCY IN RENDERING OF SERVICE  CLAIM ADMITTED
AWARD AMOUNT: RS.94,399

01-DEC-2014
NSE VIDE ITS ARBITRATION AWARD DATED 31/03/2015 SET ASIDED AWARD DATED 01/12/2014. FURTHER, REJECTED RESPONDENT’S CLAIM TOWARDS STT RECOVERED FROM HIM  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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