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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

COMPANIES: DEFAULTED IN COMPLIANCE OF REGULATORY PROVISIONS OF THE EXCHANGE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person AASMAA SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING FROM 02-NOV-2017 TO 02-NOV-2017

12-OCT-2017 		 
2
History of entity/person ARTHA VRDDHI SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING FROM 29-DEC-2017

08-DEC-2017 		 
3
History of entity/person ENRICH FIN & SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 12-JAN-2018

12-JAN-2018 		 
4
History of entity/person ENRICH FIN & SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 28-JUL-2017

27-JUL-2017 		 
5
History of entity/person GREENBACK FINANCIAL & FX SERVICES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 02-AUG-2017

01-AUG-2017 		 
6
History of entity/person LFS BROKING PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-FEB-2023

31-JAN-2023 		SAT: SAT VIDE ITS ORDER DATED 23/02/2023 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 31/01/2023  
7
History of entity/person MEGHVARSHA SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 02-AUG-2017

01-AUG-2017 		 
8
History of entity/person MONEYFLO SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 24-JAN-2018

23-JAN-2018 		 
9
History of entity/person NORD FOREX INDIA PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING FROM 02-NOV-2017 TO 02-NOV-2017

12-OCT-2017 		 
10
History of entity/person PAN SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING FROM 05-MAR-2018 TO 05-MAR-2018

09-FEB-2018 		 
11
History of entity/person QUADEYE SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 02-AUG-2017

01-AUG-2017 		 
12
History of entity/person SANCHAY FINVEST LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING

10-AUG-2018 		 
13
History of entity/person SINGLE WINDOW SECURITIES LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED FROM TRADING FROM 05-FEB-2018

15-JAN-2018 		 
14
History of entity/person SRI BHEEMESWARA SECURITIES PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  TRADING RIGHTS WITHDRAWN FROM 02-AUG-2017

01-AUG-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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