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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: DEFAULTED IN ISSUE DUPLICATE SHARE CERTIFICATES

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person DAULAT SECURITIES LTD.  
FRAUDULENTLY GOT DUPLICATE SHARES ISSUED FOR THE SHARES ALREADY SOLD  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.2,00,000

07-SEP-2021 		nse vide its arbitration award dated 24/01/2022 dismissed the appeal and directed appellant to pay fine of rs.2,00,000  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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