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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

COMPANIES: SUSPENDED REGISTRATION AS STOCK BROKER

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person COMPUACTION FINANCIAL SERVICES PVT.LTD.  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  SUSPENDED REGISTRATION AS STOCK BROKER FROM 13-APR-2018

12-APR-2018 		 
2
History of entity/person CPR CAPITAL SERVICES LTD.  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  SUSPENDED REGISTRATION AS STOCK BROKER FROM 10-FEB-2017

10-FEB-2017 		 
3
History of entity/person LFS BROKING PVT.LTD.  
DID NOT ADHERE TO REGULATORY PROVISIONS OF THE EXCHANGE  SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-FEB-2023

31-JAN-2023 		SAT: SAT VIDE ITS ORDER DATED 23/02/2023 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 31/01/2023  
4
History of entity/person PRRSAAR,M/S  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  SUSPENDED REGISTRATION AS STOCK BROKER FROM 10-FEB-2017

10-FEB-2017 		SAT: SAT VIDE ITS ORDER DATED 23/02/2017 DIRECTED NSE NOT TO IMPLEMENT THE ORDER DATED 03/02/2017 TILL 07/03/2017. NO COSTS

NSE VIDE ITS CIRCULAR DATED 06/03/2017 REITERATED THAT THE MEMBER PRRSAAR HAS BEEN GRANTED STAY BY HON’BLE SUPREME COURT OF INDIA HENCE THE PROPOSED SUSPENSION SHALL BE KEPT IN ABEYANCE  
5
History of entity/person WELLINDIA SECURITIES LTD.  
VIOLATED CHAPTER IV OF RULES OF NSE (MISCONDUCT, UNBUSINESSLIKE CONDUCT AND UNPROFESSIONAL CONDUCT)  SUSPENDED REGISTRATION AS STOCK BROKER FROM 10-FEB-2017

10-FEB-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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