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SOURCE OF INFORMATION : NATIONAL STOCK EXCHANGE OF INDIA LTD. LISTS/WEBSITE
PERIOD COVERED : 01-JAN-2000 TO 13-JUL-2024

STOCK BROKERS: PROVIDED MISLEADING/WRONG TRADING ADVICE

S.No. ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1
History of entity/person SMC GLOBAL SECURITIES LTD.  
PROVIDED MISLEADING/WRONG TRADING ADVICE  DIRECTED TO DISGORGE/PAY BROKERAGE
AWARD AMOUNT: RS.6,68,776

30-OCT-2019
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
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